State Street Corporation filings document the regulatory record of a NYSE-listed financial services company serving institutional investors through investment servicing, investment management, investment research and trading. Its 8-K reports include quarterly and annual results materials, Regulation FD presentations, senior note offerings, note redemptions and other capital-structure events.
The company’s proxy materials cover annual meeting voting matters, board composition, executive compensation and corporate governance. State Street’s filings also identify its listed common stock and depositary shares representing interests in Series G preferred stock, while governance-related 8-Ks record director elections, committee assignments and senior finance leadership changes.
State Street Corporation reported third-quarter 2026 revenue of $4.004 billion, up 13% year over year, and net income of $1.090 billion, up 27%. Diluted earnings per share rose 33% to $3.69 from $2.78. Higher fee revenue and net interest income contributed to revenue growth; total expenses increased 8% to $2.620 billion.
Assets under custody and/or administration were $59.17 trillion and assets under management were $6.31 trillion as of September 30, 2026, up 15% and 16% year over year, respectively. Newly announced Q3 investment servicing mandates totaled approximately $429 billion of AUC/A, and approximately $348 billion was onboarded. Assets awaiting installation totaled approximately $2.98 trillion as of September 30, 2026, with conversion expected mostly over the coming 24 months: approximately 20% in the remainder of 2026 and 65% in 2027, with the balance largely in 2028 and 2029.
State Street returned $651 million to shareholders in Q3, including $400 million spent to repurchase 2.1 million shares at an average $187.83 per share and $251 million in common dividends, or $0.92 per share. The standardized CET1 capital ratio was 11.0% as of September 30, 2026, compared with 11.6% as of December 31, 2025.
State Street Corp (STT) reports that EVP and Chief Risk Officer W. Bradford Hu sold 7,099 shares of Common Stock at $168.63 per share on October 26, 2026. The sale was made under a Rule 10b5-1 trading plan adopted February 24, 2026. Hu held 42,695 shares directly after the sale.
State Street Corp officer Hu W. Bradford reported a proposed sale of 7,099 common shares, with an aggregate market value of $1,197,104.37 and an approximate sale date of October 26, 2026. The shares were reported as acquired from the issuer through restricted stock vesting on February 13, 2026, as compensation. Fidelity Brokerage Services LLC is listed as broker. Jennifer Ruchti signed as a duly authorized representative of Fidelity Brokerage Services LLC and attorney-in-fact for Wei-Chung Bradford Hu.
State Street Corp director Karl Alexander Vollert reported 118 shares of common stock withheld on October 9, 2026, to satisfy tax-withholding obligations connected with payment of a director stock award. He directly held 666 shares after the transaction. The reported price was $174.96 per share.
State Street Corp (STT) Chairman, CEO and President Ronald P. O’Hanley sold 14,554 shares of common stock on October 20, 2026, at $164.60 per share. The sale was effected under a Rule 10b5-1 trading plan adopted on November 26, 2025. After the sale, he directly held 215,905 shares. He also reported beneficial ownership of 70,327 shares held by a trust, while disclaiming beneficial ownership except to the extent of his pecuniary interest.
State Street Corporation (STT) issued $750,000,000 aggregate principal amount of Fixed-to-Floating Rate Senior Notes due 2037 on October 20, 2026, in a public offering under a Form S-3 registration statement. State Street expects approximately $745.6 million in net proceeds after the underwriting discount and estimated offering expenses. The notes were issued under the company's indenture, and the sale was made under an underwriting agreement dated October 15, 2026.
On October 20, 2026, State Street Bank and Trust Company, State Street's direct, wholly owned subsidiary, issued $500,000,000 of Floating Rate Senior Notes due 2028 and $750,000,000 of 5.147% Senior Notes due 2028 in an offering exempt from registration under Section 3(a)(2). The subsidiary expects approximately $1.246 billion in net proceeds after initial purchaser discounts and estimated offering expenses. The Bank Notes were issued under a fiscal agency agreement. Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, Scotia Capital (USA) Inc. and TD Securities (USA) LLC were representatives of the underwriters for State Street's notes and of the initial purchasers for the Bank Notes.
State Street Corp officer and director Ronald P. O'Hanley III reported a proposed sale of 14,554 common shares through Fidelity Brokerage Services LLC, with an approximate sale date of October 20, 2026, and an aggregate market value of $2,395,588.40. The associated transaction details list 9,973 shares tied to restricted stock vesting on February 13, 2026, and 4,581 on February 15, 2026. The notice also lists 14,553 shares sold on July 21, 2026, with an aggregate market value of $2,680,226.01.
State Street Corporation (STT) is offering $750 million aggregate principal amount of fixed-to-floating rate senior notes due October 20, 2037. Interest is 5.963% annually from October 20, 2026 to, but excluding, October 20, 2036, paid semiannually; from October 20, 2036, the rate is daily compounded SOFR plus 1.220%, paid quarterly. State Street expects net proceeds of approximately $745.6 million and intends to use proceeds for general corporate purposes. The unsecured notes rank equally with State Street’s other senior unsecured debt, are structurally subordinated to subsidiary liabilities, and are not FDIC-insured or bank-guaranteed. State Street may redeem all, but not part, of the notes only on October 20, 2036, at 100% of principal plus accrued interest.
In the third quarter of 2026, revenue was $4,004 million versus $3,545 million in 2025, and diluted earnings per share were $3.69 versus $2.78; results are unaudited and subject to adjustment. The notes are not exchange-listed, and no public trading market currently exists. Their public offering price is 100.000% of principal; proceeds to State Street before expenses are $747 million.
State Street Corporation is conducting a preliminary offering of fixed-to-floating rate senior notes due 2037. The unsecured notes rank equally with State Street’s other senior unsecured debt but are structurally subordinated to liabilities of its subsidiaries; they are not bank deposits or FDIC-insured. Interest is paid semiannually during the fixed-rate period ending in 2036, then quarterly at a floating rate based on daily compounded SOFR plus a spread. The notes will not be listed on an exchange, and no public trading market currently exists.
State Street intends to use net proceeds for general corporate purposes, which may include working capital, capital expenditures, subsidiary investments or loans, refinancing, share repurchases, dividends and potential acquisitions. For the quarter ended September 30, 2026, unaudited results subject to adjustment included revenue of $4,004 million, net income of $1,090 million and diluted earnings per share of $3.69, compared with $3,545 million, $861 million and $2.78, respectively, for the quarter ended September 30, 2025. As of September 30, 2026, assets under custody and/or administration were a record $59.2 trillion, up 14.5%, and assets under management were a record $6.3 trillion, up 15.8% from September 30, 2025.
State Street Corporation (STT) reported third-quarter 2026 revenue of $4.004 billion, up 12.9% year over year, and net income of $1.090 billion, up 26.6%. Diluted EPS was $3.69, up 32.7%. Fee revenue rose 11.0% and net interest income rose 20.8%; expenses increased 7.6% to $2.620 billion.
Assets under custody and/or administration reached a record $59.173 trillion, and assets under management reached a record $6.306 trillion as of September 30, 2026. State Street returned $651 million to common shareholders, including $400 million in share repurchases and $251 million in declared dividends. It will redeem $500 million principal amount of 1.684% senior notes on November 18, 2026, at 100% of principal plus accrued and unpaid interest. State Street also announced an agreement to acquire the Santander CACEIS Latam Securities Services joint venture, subject to regulatory approvals and customary closing conditions. The board elected Alexander Vollert as an independent director on October 9, 2026, and appointed him to its Technology and Operations and Risk committees effective that date.