Welcome to our dedicated page for STATE STREET SEC filings (Ticker: STT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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STATE STREET CORP (STT) reported the initial beneficial ownership of executive vice president and chief operating officer Ann Fogarty on a Form 3. The filing shows she directly holds 52,359 shares of Common Stock of State Street Corp.
State Street Corporation (STT) reported executive leadership changes, appointing Mostapha Tahiri, currently Enterprise Chief Operating Officer, as President of State Street Alpha while he continues as Chairman of Asia Pacific. Ann Fogarty, previously Investment Services Chief Operating Officer, has been appointed Enterprise Chief Operating Officer, succeeding Mr. Tahiri.
These appointments are effective immediately. Fogarty, age 60, has held senior roles at State Street since March 2021 and previously held multiple global leadership positions at BNY Mellon and AIB Capital Markets. In connection with her new role as COO, her target incentive compensation award is set at $5,650,000.
STATE STREET CORP (STT) executive Michael L. Richards, EVP and Chief Admin Officer, reported a bona fide gift of 1,009 shares of common stock on September 2, 2026. After this gift, he holds 40,622 shares directly and 648 shares indirectly through a domestic partner, including shares received via dividend reinvestment. No transactions were reported under a Rule 10b5-1 trading plan.
STATE STREET CORP (symbol: STT) is the issuer of record for a Form 4 filing submitted to the SEC. Read Craig Jack reported acquisition or exercise transactions in this Form 4 filing.
STATE STREET CORP (STT) reported that executive officer Craig Jack Read, EVP, Global Controller and CAO, received an equity award on August 31, 2026. The award consists of 9,408 restricted stock units covering common stock, granted at no cash cost under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, resulting in direct holdings of 9,408 shares reported in this filing.
STATE STREET CORP (STT) has a notice of proposed sale of securities filed on behalf of former officer Elizabeth Schaefer. The filing covers the potential sale of 500 shares of State Street common stock, held at Fidelity Brokerage Services LLC, with an aggregate market value of $96,057.50, to be sold on the NYSE no later than 08/31/2026. The shares relate to restricted stock vesting on 11/15/2025. The notice also reports that during the past three months, Schaefer sold 500 shares of common stock on 08/03/2026 for $90,597.50.
STATE STREET CORP (STT) reported insider transactions by Chairman, CEO and President Ronald P. O’Hanley on August 14, 2026. He exercised 2,204 cash-settled restricted stock units into common stock at $0.00 per share, then disposed of the same 2,204 shares to the issuer at $183.75 per share. He also made a bona fide gift of 10,500 common shares. Separately, an indirect holding of 70,327 common shares is reported as held by a trust, with O’Hanley disclaiming beneficial ownership except for his pecuniary interest. The transactions are not indicated as made under a Rule 10b5‑1 trading plan.
STATE STREET CORP (STT) executive Michael L. Richards, EVP and Chief Administrative Officer, reported a routine tax-related share disposition. On 2026-08-14, 196 shares of common stock were withheld at $191.74 per share to satisfy tax withholding obligations tied to the vesting of previously awarded deferred stock. Following this, he directly held 41,631 common shares, and indirectly held 648 shares through a domestic partner, with that balance reflecting dividend reinvestment as of the report date.
STATE STREET CORP (STT) executive Mostapha Tahiri, EVP and COO, reported a Form 4 transaction involving company common stock. On 2026-08-14, 54 shares were disposed of under a code F transaction, with shares withheld to satisfy tax withholding obligations related to vesting of previously awarded deferred stock. This was not an open-market sale. Following this tax-withholding disposition, Tahiri directly holds 64,497 shares of State Street common stock.
STATE STREET CORP filed an initial ownership report for executive Craig Jack Read, who serves as EVP, Global Controller and CAO. This Form 3 filing establishes his status as a reporting person under SEC rules. No specific equity holdings or transactions are detailed in this report.
State Street Corporation reported that on August 12, 2026 it issued and sold 500,000 depositary shares in a public offering under an effective shelf registration. Each Depositary Share represents a 1/100th interest in a share of its Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series L, which has a liquidation preference of $100,000 per share, equivalent to $1,000 per Depositary Share.
The Series L Preferred Stock was created through Articles of Amendment filed on August 6, 2026. The offering was made under an underwriting agreement dated August 5, 2026 with Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC as representatives of the underwriters. State Street expects to receive net proceeds of approximately $495.7 million. In connection with the issuance, it entered into a Deposit Agreement with Equiniti Trust Company, LLC as depositary, and filed related contracts and a legal opinion as exhibits.