Welcome to our dedicated page for STATE STREET SEC filings (Ticker: STT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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State Street Corporation reports that its wholly owned subsidiary State Street Bank and Trust Company issued two senior note tranches in a private offering exempt from registration under Section 3(a)(2) of the Securities Act of 1933.
On July 23, 2026, State Street Bank issued $750,000,000 of 4.701% Senior Notes due 2029 and $500,000,000 of 5.217% Senior Notes due 2034. In connection with the issuance, State Street Bank entered into a fiscal agency agreement with U.S. Bank Trust Company, National Association, as fiscal agent. The notes were sold under a purchase agreement with Goldman Sachs & Co. LLC, BofA Securities, Inc., BMO Capital Markets Corp. and HSBC Securities (USA) Inc., as representatives of the initial purchasers. State Street Bank expects to receive net proceeds of approximately $1.244 billion, after deducting initial purchaser discounts and estimated offering expenses.
STATE STREET CORP Executive Vice President Kathryn M. Horgan sold 5,523 shares of Common Stock on July 21, 2026 at $184.17 per share. Following this open-market sale, she directly holds 103,171 shares. The trade was effected under a Rule 10b5-1 trading plan adopted on March 12, 2026.
State Street Corp Chairman, CEO and President Ronald P. O’Hanley sold 14,553 shares of common stock on July 21, 2026 at an average price of $184.17 per share in an open-market or private transaction pursuant to a Rule 10b5-1 trading plan adopted on November 26, 2025.
After this sale, he holds 240,959 shares directly and reports 70,327 shares held by a trust, while disclaiming beneficial ownership of those trust shares except to the extent of his pecuniary interest.
State Street Corporation is reporting a proposed sale of 5,523 shares of common stock through Fidelity Brokerage Services LLC on the NYSE, with an approximate aggregate market value of $1,017,170.91. The filing also notes restricted stock vesting transactions and a prior sale by Kathryn Horgan.
State Street Corporation insider Ronald P. O'Hanley III filed to sell 14,553 shares of common stock through Fidelity Brokerage Services LLC on the NYSE. The planned sale is tied to previously received equity compensation.
The filing also lists upcoming equity events, including 9,973 shares of common stock scheduled to vest as restricted stock on February 13, 2026 and 4,580 shares scheduled to vest on February 15, 2026, both categorized as compensation-related restricted stock vesting.
Over the past three months, O'Hanley reported a sale of 14,553 common shares on May 26, 2026 for an aggregate value of $2,260,808.55.
State Street Corporation reported strong second-quarter 2026 results. Total revenue was $4,048 million, up 17.4% from a year earlier, as fee revenue rose to $3,188 million and net interest income to $860 million. Net income increased to $1,084 million, and diluted EPS reached $3.65, 68% higher than 2Q25. Profitability improved, with pre-tax margin at 34.3%, return on equity at 16.7% and return on tangible common equity at 25.5%.
Assets under custody and/or administration grew to a record $57.9 trillion and assets under management to $6.3 trillion, up 18% and 23% year-on-year, driven by higher markets and net inflows. Capital ratios remained solid, including a 10.8% Basel III standardized CET1 ratio and a 107% liquidity coverage ratio. State Street returned $631 million to common shareholders in 2Q26, including $400 million of share repurchases and $231 million of dividends ($0.84 per share), and has declared a 10% per-share increase to its third-quarter common dividend. Revenue growth was broad-based across servicing, management, FX trading and securities finance, while Software services declined year-on-year on lower on-premises renewals.
STATE STREET CORP executive Kathryn M. Horgan reported an open-market sale of common stock. On this Form 4, she sold 5,500 shares of State Street common stock at a price of $162.78 per share. After the transaction, she directly holds 108,694 shares of the company’s stock. The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted by Horgan on March 12, 2026, indicating the trade was scheduled in advance rather than timed discretionarily.
STATE STREET CORP executive Michael L. Richards reported an open‑market sale of 1,500 shares of Common Stock. The shares were sold at a price of $162.14 per share. After this transaction, he directly holds 41,827 State Street shares.
The filing also reports 645 shares of Common Stock indirectly held through his domestic partner, described as beneficially owned, including shares received through dividend reinvestment as of the report date.
Filer submitted a Form 144 proposing resale of securities. The notice lists 1,500 shares held at Fidelity Brokerage Services LLC with an aggregate value of $243,210.15, and a filing date of 06/08/2026 for a NYSE‑listed common stock. The excerpt also records restricted stock vesting of 1,282 shares on 02/15/2025 and 218 shares on 05/15/2025, and a prior sale of 3,000 shares on 04/22/2026 for $461,672.28.