State Str Corp SEC Filings

State Street Corporation (STT) insider transaction: An officer serving as EVP and Senior Advisor reported a sale of common stock. On 10/27/2025, the reporting person executed a Code “S” transaction, selling 1,500 shares at $117.24 per share.

Following the sale, the reporting person beneficially owned 38,626 shares directly. In addition, 637 shares were reported as indirectly owned by a domestic partner. The balance reflects shares beneficially owned, including shares received due to dividend reinvestment, as of the date of the report.

State Street Corporation announced it will redeem its $500,000,000 aggregate principal amount of 5.751% Fixed-to-Floating Rate Senior Notes due 2026 on November 4, 2025. The redemption price will equal 100% of principal plus accrued and unpaid interest to, but excluding, the redemption date. After that date, interest on the notes will cease to accrue.

State Street plans to fund the aggregate redemption price using cash on hand. This action retires the 2026 notes ahead of maturity at par, with holders receiving principal plus the interest accrued up to the redemption date.

STT: Form 144 notice of proposed sale — A shareholder filed to sell up to 1,500 shares of common stock through Fidelity Brokerage Services on or about 10/27/2025 on the NYSE, with an aggregate market value of $175,860. The shares were acquired via restricted stock vesting in multiple grants between 02/15/2020 and 11/15/2022. The filing also lists a recent sale of 1,000 shares on 08/26/2025 for gross proceeds of $115,178.50. Shares outstanding were 283,695,342; this is a baseline figure, not the amount being offered.

State Street Corporation reported a financing transaction under Item 8.01. On October 23, 2025, the company issued $1,000,000,000 aggregate principal amount of Fixed-to-Floating Rate Senior Notes due 2036 in a public offering under its Form S-3 shelf and related prospectus supplement.

State Street expects net proceeds of approximately $993.9 million after underwriting discounts and estimated expenses. The Notes were issued under the existing Indenture (2014 Base Indenture, as supplemented in 2017 and 2020) with U.S. Bank Trust Company, National Association as trustee. The sale was made pursuant to an underwriting agreement dated October 20, 2025 with representatives including Goldman Sachs & Co. LLC, CastleOak Securities, L.P., Morgan Stanley & Co. LLC, Scotia Capital (USA) Inc. and UBS Securities LLC.

Wilmer Cutler Pickering Hale and Dorr LLP provided a legal opinion on the Notes’ validity, filed as an exhibit.

State Street (STT) received a Form 144 notice indicating a planned sale of 1,750 shares of common stock. The filer lists Fidelity Brokerage Services LLC as broker, with an aggregate market value $199,045.18, to be sold on or about 10/22/2025 on the NYSE. Shares outstanding were 283,695,342.

The shares to be sold were acquired through restricted stock vesting from the issuer as compensation: 422 shares on 02/15/2025, 664 shares on 05/15/2025, and 664 shares on 08/15/2025, totaling 1,750. This filing is a notice of a proposed sale by an affiliate under Rule 144 and does not by itself alter State Street’s capital structure.

State Street Corporation is offering $1,000,000,000 aggregate principal amount of fixed‑to‑floating rate senior notes due 2036. The notes pay a fixed 4.784% annual rate from October 23, 2025 to October 23, 2035, then float at daily compounded SOFR plus 1.215% with quarterly payments to maturity on October 23, 2036. The company may redeem the notes in whole, only on October 23, 2035, at 100% of principal plus accrued interest.

The notes are senior unsecured obligations of State Street, rank equally with its other senior unsecured debt, are structurally subordinated to subsidiary liabilities, and are not insured by the FDIC. There is no sinking fund and no exchange listing is expected. Pricing terms include a public offering price of 100.000%, an underwriting discount of 0.400% ($4.0 million), and proceeds before expenses of $996,000,000; net proceeds are expected to be approximately $993.9 million for general corporate purposes, including working capital, refinancings, share repurchases, dividends, investments in or loans to subsidiaries, acquisitions and other obligations.

Recent results for the quarter ended September 30, 2025 included total revenue of $3,545 million and diluted EPS of $2.78; AUC/A reached $51.66 trillion and AUM $5.45 trillion.

State Street Corporation furnished its third‑quarter 2025 results materials. The company announced Q3 2025 results and provided an accompanying financial information addendum and a slide presentation, made available in connection with an investor conference call on October 17, 2025.

The materials are included as Exhibits 99.1 (news release), 99.2 (financial addendum), and 99.3 (results slides), with related information as of September 30, 2025. These exhibits are furnished, not filed, under Items 2.02 and 7.01.

Porter Brian J., a director of State Street Corporation (STT), reported a non-derivative acquisition on 09/15/2025 of 1,398 shares of State Street common stock as a prorated director stock award. The purchase price is reported as $0, indicating the shares were issued as compensation rather than bought on the open market. Following the award, Mr. Porter beneficially owns 3,898 shares.

The Form 4 was executed by an attorney-in-fact on 09/17/2025 and lists the reporting person’s address at State Street Corporation, One Congress Street, Boston, MA. No derivative transactions, dispositions, or additional compensation details are included beyond the explanatory note that the shares represent payment of a prorated director stock award.

Brian J. Porter filed an initial Form 3 reporting beneficial ownership of 2,500 shares of State Street Corporation common stock (ticker STT). The filing, dated 09/15/2025, lists his relationship to the issuer as a director and indicates the shares are held directly. The form was signed by an attorney-in-fact on 09/17/2025. No derivative securities, amendments, or additional ownership arrangements are disclosed in this submission.