STOCK TITAN

State Street (NYSE: STT) EVP Joerg Ambrosius sells 8,765 shares in open market

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

State Street Corp Executive Vice President Joerg Ambrosius reported an open-market sale of company stock. On February 23, 2026, he sold 8,765 shares of State Street common stock at a price of $128.00 per share.

After this transaction, he directly owned 53,925 shares of State Street common stock. This filing reflects a single reported sale and does not include any purchase or derivative transactions.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AMBROSIUS JOERG

(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/23/2026 S 8,765 D $128 53,925 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did STATE STREET CORP (STT) report for Joerg Ambrosius?

STATE STREET CORP reported that Executive Vice President Joerg Ambrosius sold 8,765 shares of common stock in an open-market transaction. The sale occurred at a price of $128.00 per share on February 23, 2026, according to the Form 4 filing.

How many STATE STREET CORP (STT) shares did Joerg Ambrosius sell and at what price?

Joerg Ambrosius sold 8,765 shares of STATE STREET CORP common stock at $128.00 per share. The transaction was categorized as an open-market sale and was reported as a non-derivative transaction on the Form 4.

How many STATE STREET CORP (STT) shares does Joerg Ambrosius own after this sale?

After the reported sale, Joerg Ambrosius directly owns 53,925 shares of STATE STREET CORP common stock. This post-transaction ownership figure comes from the Form 4 and reflects holdings after the 8,765-share open-market sale.

What type of Form 4 transaction did Joerg Ambrosius file for STATE STREET CORP (STT)?

The Form 4 shows a non-derivative transaction coded “S,” meaning a sale in the open market or a private transaction. It involved 8,765 shares of STATE STREET CORP common stock at $128.00 per share on February 23, 2026.

Is the Joerg Ambrosius transaction in STATE STREET CORP (STT) stock direct or indirect ownership?

The Form 4 classifies Joerg Ambrosius’s ownership as direct, indicated by the “D” ownership code. The 8,765-share sale and the remaining 53,925 shares are reported as directly held, with no additional ownership footnote details disclosed.

Did the STATE STREET CORP (STT) Form 4 include any derivative securities for Joerg Ambrosius?

No, this Form 4 reports only a non-derivative transaction in common stock. It shows an open-market sale of 8,765 State Street common shares at $128.00 per share and lists 53,925 common shares directly owned after the transaction.
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