State Street (NYSE: STT) EVP Michael Richards sells 1,500 shares in open market

Rhea-AI Filing Summary

STATE STREET CORP executive Michael L. Richards reported an open‑market sale of 1,500 shares of Common Stock. The shares were sold at a price of $162.14 per share. After this transaction, he directly holds 41,827 State Street shares.

The filing also reports 645 shares of Common Stock indirectly held through his domestic partner, described as beneficially owned, including shares received through dividend reinvestment as of the report date.

Insider Trade Summary

Net Seller: 1,500 shares ($243,210)

Net Sell 2 txns

Insider RICHARDS MICHAEL L

Role EVP and Chief Admin Officer

Sold 1,500 shs ($243K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,500	$162.14	$243K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 41,827 shares (Direct, null); Common Stock — 645 shares (Indirect, By domestic partner)

Footnotes (1)

1. [object Object]

Key Figures

Shares sold: 1,500 shares Sale price per share: $162.14 per share Direct holdings after transaction: 41,827 shares +2 more

5 metrics

Shares sold 1,500 shares Open-market sale of Common Stock on 2026-06-08

Sale price per share $162.14 per share Open-market sale of 1,500 shares

Direct holdings after transaction 41,827 shares Common Stock directly owned after sale

Indirect holdings 645 shares Common Stock held through domestic partner

Net shares sold 1,500 shares Net buy/sell shares in this Form 4

Key Terms

open-market sale, beneficially owned, dividend reinvestment, indirect ownership

4 terms

open-market sale financial

"transaction_action: "open-market sale" for 1,500 Common Stock shares"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

beneficially owned financial

"The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

dividend reinvestment financial

"including shares received due to dividend reinvestment, as of the date of this report"

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

indirect ownership financial

"direct_or_indirect: "I" with nature_of_ownership: "By domestic partner""

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RICHARDS MICHAEL L

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02114

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and Chief Admin Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/08/2026		S		1,500	D	$162.14	41,827	D
Common Stock								645(1)	I	By domestic partner

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did STATE STREET CORP (STT) report for Michael L. Richards?

STATE STREET CORP reported that executive Michael L. Richards conducted an open-market sale of 1,500 shares of Common Stock at $162.14 per share. The Form 4 shows this as a non-derivative transaction coded “S,” indicating a sale in the open market or a private transaction.

How many STATE STREET CORP (STT) shares does Michael L. Richards hold after this Form 4?

After the reported sale, Michael L. Richards directly holds 41,827 shares of STATE STREET CORP Common Stock. The filing also shows an additional 645 shares indirectly held through his domestic partner, which are described as beneficially owned as of the report date, including dividend reinvestment.

What price did Michael L. Richards receive per share in the STT stock sale?

The Form 4 shows Michael L. Richards sold 1,500 shares of STATE STREET CORP Common Stock at $162.14 per share. This transaction is classified as an open-market or private sale under transaction code “S,” reflecting the per-share sale price for this specific trade.

Does the STATE STREET CORP (STT) Form 4 show any option exercises or derivatives for Michael L. Richards?

The filing does not report any derivative security transactions for Michael L. Richards in this Form 4. The derivative summary is empty, and the only reported trade is a non-derivative sale of 1,500 shares of Common Stock at $162.14 per share, plus an updated holding entry.

What indirect holdings of STATE STREET CORP (STT) shares are reported for Michael L. Richards?

The Form 4 lists 645 shares of STATE STREET CORP Common Stock held indirectly through his domestic partner. These shares are described as beneficially owned and include shares received due to dividend reinvestment as of the report date, reflecting indirect ownership separate from his direct holdings.