State Street (NYSE: STT) insider plans $1.02M sale of common stock

Rhea-AI Filing Summary

State Street Corporation is reporting a proposed sale of 5,523 shares of common stock through Fidelity Brokerage Services LLC on the NYSE, with an approximate aggregate market value of $1,017,170.91. The filing also notes restricted stock vesting transactions and a prior sale by Kathryn Horgan.

Key Figures

Proposed shares to be sold: 5,523 shares Proposed sale market value: $1,017,170.91 Restricted stock vesting: 5,250 shares +2 more

5 metrics

Proposed shares to be sold 5,523 shares Common stock proposed for sale on the NYSE

Proposed sale market value $1,017,170.91 Approximate aggregate market value of 5,523 shares

Restricted stock vesting 5,250 shares Vesting on 02/14/2025 categorized as compensation

Additional restricted vesting 273 shares Vesting on 02/15/2025 categorized as compensation

Prior sale in past 3 months 5,500 shares for $895,290.00 Sale by Kathryn Horgan on 06/11/2026

Key Terms

Restricted Stock Vesting, Compensation, Securities To Be Sold, Securities Sold During The Past 3 Months

4 terms

Restricted Stock Vesting financial

"Common | 02/14/2025 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"02/14/2025 | Compensation Common | 02/15/2025 | Restricted"

Securities To Be Sold regulatory

"144: Securities To Be Sold Common | 02/14/2025"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/21/2026 - 10:54 AM Accepted by SEC EDGAR 07/21/2026 - 10:54 AM Learn about SEC filing dates

FAQ

What does the Form 144 filing by STT indicate about planned stock sales?

The filing indicates a proposed sale of 5,523 shares of State Street common stock with an approximate market value of $1,017,170.91, to be sold through Fidelity Brokerage Services LLC on the NYSE.

How many STT shares are proposed to be sold under this Form 144?

The filing lists a proposed sale of 5,523 common shares of State Street Corporation stock. This amount appears in the securities information section associated with trading on the NYSE via Fidelity Brokerage Services LLC.

What is the approximate market value of the STT shares to be sold?

The shares to be sold have an approximate aggregate market value of $1,017,170.91. This value is tied to the 5,523 common shares referenced in the securities information section for trading on the NYSE.

What prior STT stock sales are disclosed for the past 3 months?

The filing discloses that Kathryn Horgan sold 5,500 common shares of State Street on 06/11/2026 for total proceeds of $895,290.00, as reported in the section covering securities sold during the past three months.

What restricted stock vesting events are mentioned for STT?

The document lists restricted stock vesting of 5,250 shares on 02/14/2025 and 273 shares on 02/15/2025, both identified as issuer-related compensation under the securities to be sold section.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	5523	1017170.91	276767033	07/21/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/14/2025	Restricted Stock Vesting	Issuer			5250	02/14/2025	Compensation
Common	02/15/2025	Restricted Stock Vesting	Issuer			273	02/15/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kathryn Horgan One Congress Street Boston MA 02114	Common	06/11/2026	5500	895290.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)