State Street (NYSE: STT) EVP Hung awarded 20,202 common shares

Rhea-AI Filing Summary

State Street Corporation executive Yie-Hsin Hung received an equity award of 20,202 shares of common stock on February 26, 2026. The award was granted at no cash cost as a grant, award, or other acquisition transaction. Following this grant, Hung directly owns 88,959 shares of State Street common stock. The footnotes indicate these are restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, which typically vest over time subject to plan terms.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hung Yie-Hsin

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP; President and CEO of SSIM

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/26/2026		A		20,202(1)	A	$0	88,959	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Yie-Hsin Hung report in the latest Form 4 for STT?

Yie-Hsin Hung reported receiving an equity award of 20,202 shares of State Street common stock. The award was a grant at no cash cost and is tied to the company’s Amended and Restated 2017 Stock Incentive Plan.

How many State Street (STT) shares does Yie-Hsin Hung own after this Form 4?

After the reported award, Yie-Hsin Hung directly owns 88,959 shares of State Street common stock. This total reflects the addition of 20,202 granted shares shown in the Form 4 insider transaction data.

Was the STT Form 4 transaction a purchase or a grant to Yie-Hsin Hung?

The transaction was a grant or award acquisition, not an open-market purchase. The Form 4 classifies it under code A, meaning a grant, award, or other acquisition rather than a traditional stock market buy.

What type of equity did Yie-Hsin Hung receive from State Street (STT)?

Yie-Hsin Hung received restricted stock units linked to State Street common stock. A footnote states they were granted pursuant to the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, which governs such equity awards.

Did Yie-Hsin Hung pay a price per share for the 20,202 STT shares?

No, the Form 4 lists a price per share of 0.0000 for the 20,202 shares. This indicates the equity was granted as compensation rather than bought in a cash transaction on the open market.

Is the Yie-Hsin Hung Form 4 transaction in STT common stock direct or indirect ownership?

The Form 4 shows the 20,202-share award as directly owned common stock. The ownership code is D for direct, and there is no indication of a trust, partnership, or other indirect holding entity in the filing.