State Street EVP granted 9,507 stock units

STATE STREET CORP Executive Vice President Kathryn M. Horgan reported an equity award in the form of common stock-related compensation.

Accepted by SEC EDGAR 03/02/2026 - 04:16 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

STATE STREET CORP Executive Vice President Kathryn M. Horgan reported an equity award in the form of common stock-related compensation. On February 26, 2026, she acquired 9,507 shares through a grant priced at $0.0000 per share, described as a grant, award, or other acquisition.

Following this transaction, her directly owned holdings in State Street common stock increased to 114,194 shares. The award was granted as restricted stock units under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Insider Trade Summary

Grant/Award: 9,507 shares

Grant/Award 1 txn

Insider Horgan Kathryn M

Role Executive Vice President

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	9,507	$0.00	$0.00

Holdings After Transaction: Common Stock — 114,194 shares (Direct)

Footnotes (1)

1. F1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did STATE STREET CORP (STT) report for Kathryn M. Horgan?

STATE STREET CORP reported that Executive Vice President Kathryn M. Horgan received an equity award. On February 26, 2026, she acquired 9,507 shares of common stock through a grant classified as a grant, award, or other acquisition under the company’s stock incentive plan.

How many STATE STREET CORP (STT) shares did Kathryn M. Horgan acquire?

Kathryn M. Horgan acquired 9,507 shares of STATE STREET CORP common stock. The Form 4 classifies this as a grant, award, or other acquisition, reflecting compensation rather than an open-market purchase, and it was issued at a stated price of $0.0000 per share.

What is Kathryn M. Horgan’s total STATE STREET CORP (STT) holding after this transaction?

After the reported grant, Kathryn M. Horgan directly owns 114,194 shares of STATE STREET CORP common stock. This total includes the newly awarded 9,507 shares, as disclosed in the Form 4, and reflects her direct beneficial ownership position following the transaction.

What type of award did STATE STREET CORP (STT) grant to Kathryn M. Horgan?

STATE STREET CORP granted Kathryn M. Horgan restricted stock units tied to its common stock. The footnote states these RSUs were issued under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, highlighting their nature as equity-based compensation rather than cash salary.

At what price were Kathryn M. Horgan’s STATE STREET CORP (STT) shares granted?

The shares associated with Kathryn M. Horgan’s award were recorded at a transaction price of $0.0000 per share. This reflects the typical accounting treatment of restricted stock unit grants, where the insider does not pay cash to acquire the awarded shares.

Is Kathryn M. Horgan a major shareholder or an executive at STATE STREET CORP (STT)?

Kathryn M. Horgan is identified as an Executive Vice President at STATE STREET CORP, not as a ten percent owner. The Form 4 indicates she is an officer of the company, and the reported transaction reflects equity compensation tied to her executive role.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Horgan Kathryn M

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/26/2026		A		9,507(1)	A	$0	114,194	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.