State Street (NYSE: STT) EVP receives 12,769 restricted stock units

Rhea-AI Filing Summary

PLANSKY JOHN reported acquisition or exercise transactions in this Form 4 filing.

State Street Corporation Executive Vice President John Plansky reported an equity award of 12,769 shares of common stock in the form of restricted stock units. The units were granted at a price of $0.00 per share under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Following this grant, his directly held common stock position increased to 72,262 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PLANSKY JOHN

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/26/2026		A		12,769(1)	A	$0	72,262	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did State Street (STT) Executive Vice President John Plansky report on this Form 4?

John Plansky reported an equity award of 12,769 shares of State Street common stock. These were granted as restricted stock units at no cost under the company’s 2017 stock incentive plan, increasing his directly owned holdings to 72,262 shares after the transaction.

How many State Street (STT) shares did John Plansky acquire in this transaction?

John Plansky acquired 12,769 shares of State Street common stock through a grant of restricted stock units. This award increased his directly held stake to 72,262 shares after the grant, as disclosed in the Form 4 insider trading report.

At what price were John Plansky’s State Street (STT) restricted stock units granted?

The 12,769 restricted stock units were granted at a price of $0.00 per share. This indicates an equity compensation award rather than an open-market purchase, consistent with grants made under State Street’s Amended and Restated 2017 Stock Incentive Plan.

What is John Plansky’s total State Street (STT) share ownership after this Form 4 transaction?

After the grant of 12,769 restricted stock units, John Plansky directly owns 72,262 shares of State Street common stock. This total reflects his holdings immediately following the reported award-based acquisition in the Form 4 filing.

Under which plan were John Plansky’s State Street (STT) restricted stock units granted?

The restricted stock units were granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. The footnote to the Form 4 specifies this plan as the source of the 12,769-share equity award to Executive Vice President John Plansky.

Was John Plansky’s State Street (STT) transaction a market purchase or a compensation award?

The transaction was a compensation award, not a market purchase. The Form 4 shows code “A” for a grant or award, a price of $0.00 per share, and a footnote stating the units were granted under State Street’s 2017 stock incentive plan.