State Street (STT) EVP Joerg Ambrosius granted shares and withholds stock for taxes

Rhea-AI Filing Summary

STATE STREET CORP Executive Vice President Joerg Ambrosius reported stock awards under the company’s equity plan. On February 26, 2026 he acquired 10,716 restricted stock units and a separate stock award of 746 common shares, both granted at no cash cost under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

To cover tax withholding obligations from the February 26, 2026 stock award, 355 shares were automatically disposed of at a price of $132.27 per share, rather than through an open-market sale. After these grant and tax-withholding transactions, Ambrosius directly holds 65,032 shares of State Street common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AMBROSIUS JOERG

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/26/2026		A		10,716(1)	A	$0	64,641	D
Common Stock	02/26/2026		A		746(2)	A	$0	65,387	D
Common Stock	02/26/2026		F		355(3)	D	$132.27	65,032	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

2. Stock award granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

3. These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 26, 2026 pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transactions did STT executive Joerg Ambrosius report on February 26, 2026?

Joerg Ambrosius reported equity awards and related tax withholding on February 26, 2026. He received 10,716 restricted stock units and a 746-share stock award, and 355 shares were withheld at $132.27 per share to satisfy tax obligations.

Were Joerg Ambrosius’s STT Form 4 transactions open-market stock purchases or sales?

The transactions were not open-market trades. Ambrosius received stock-based awards at no cash cost under State Street’s 2017 Stock Incentive Plan, and 355 shares were withheld at $132.27 solely to cover tax obligations from the February 26, 2026 award.

How many State Street (STT) shares did Joerg Ambrosius acquire through equity awards?

Ambrosius acquired 11,462 shares in total through equity awards. This includes 10,716 restricted stock units and an additional 746-share stock award, all granted on February 26, 2026 under State Street’s Amended and Restated 2017 Stock Incentive Plan.

Why were 355 STT shares disposed of in Joerg Ambrosius’s Form 4 filing?

The 355 shares were withheld to satisfy tax withholding obligations tied to the February 26, 2026 stock award. They were treated as a tax-withholding disposition at $132.27 per share under the 2017 Stock Incentive Plan, not as an ordinary market sale.

What is Joerg Ambrosius’s State Street (STT) share ownership after these Form 4 transactions?

Following the reported award grants and tax-withholding disposition, Ambrosius directly owns 65,032 shares of State Street common stock. This figure reflects the addition of the 10,716 restricted stock units and 746-share award, net of 355 shares withheld for taxes.

Under which plan were Joerg Ambrosius’s 2026 stock awards from State Street (STT) granted?

Both the restricted stock units and the 746-share stock award were granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. The same plan governed the 355-share tax-withholding disposition associated with the February 26, 2026 stock award.