State Street Corporation filings document the regulatory record of a NYSE-listed financial services company serving institutional investors through investment servicing, investment management, investment research and trading. Its 8-K reports include quarterly and annual results materials, Regulation FD presentations, senior note offerings, note redemptions and other capital-structure events.
The company’s proxy materials cover annual meeting voting matters, board composition, executive compensation and corporate governance. State Street’s filings also identify its listed common stock and depositary shares representing interests in Series G preferred stock, while governance-related 8-Ks record director elections, committee assignments and senior finance leadership changes.
State Street Corporation executive Yie-Hsin Hung received an equity award of 20,202 shares of common stock on February 26, 2026. The award was granted at no cash cost as a grant, award, or other acquisition transaction. Following this grant, Hung directly owns 88,959 shares of State Street common stock. The footnotes indicate these are restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, which typically vest over time subject to plan terms.
Issuer submitted Form 144 notices reporting proposed sales of vested restricted common stock. The filing lists 19,946 shares tied to vesting on 02/13/2026 and 9,161 shares tied to vesting on 02/15/2026.
The entries identify the securities as Common and note Fidelity Brokerage Services LLC at the listed address; the filing shows these as planned sales related to compensation vesting.
STATE STREET CORP Executive Vice President Kathryn M. Horgan reported an open-market sale of 5,676 shares of common stock at a price of $127.10 per share. After this transaction, she directly holds 104,687 shares. The sale was carried out under a Rule 10b5-1 trading plan adopted on August 29, 2025.
STATE STREET CORP executive Michael L. Richards reported an open-market sale of 2,500 shares of common stock. The sale occurred on February 24, 2026 at an average price of $127.91 per share. After this transaction, he directly held 40,555 common shares.
In addition, the filing reports 641 shares of common stock held indirectly by his domestic partner. A footnote explains that the reported balances reflect shares beneficially owned, including any shares received through dividend reinvestment, as of the report date.
State Street Corp Executive Vice President Joerg Ambrosius reported an open-market sale of company stock. On February 23, 2026, he sold 8,765 shares of State Street common stock at a price of $128.00 per share.
After this transaction, he directly owned 53,925 shares of State Street common stock. This filing reflects a single reported sale and does not include any purchase or derivative transactions.
Kathryn M. Horgan reported a sale of 5,676 common shares. The sale is shown with an aggregate amount of $672,889.80 on 11/28/2025 through Fidelity Brokerage Services LLC on the NYSE. The filing also lists multiple restricted stock vesting entries, including 1,916 shares (08/15/2015) and 1,655 shares (11/15/2016), as examples of securities referenced in the notice.
Filer submitted Form 144 to notify a proposed sale of Common stock through Fidelity Brokerage Services LLC. The notice lists multiple restricted stock vesting events with quantities: 02/15/2024 (1369), 02/23/2024 (3349), 02/14/2025 (646) and 02/15/2025 (3401).
The filing identifies Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield RI and includes the numeric entries 1121920.00 and 278728211 on the same line; the document lists the exchange as NYSE.
State Street Corporation files its annual report describing a large, globally regulated custody and asset management franchise. The company serves institutional investors in more than 100 markets, reporting $53.80 trillion in assets under custody and/or administration and $5.67 trillion in assets under management as of December 31, 2025.
Consolidated total assets were $366.05 billion, deposits $274.35 billion and shareholders’ equity $27.84 billion, with about 52,000 employees, most outside the U.S. Market value of non‑affiliate equity was approximately $30.31 billion at $106.34 per share on June 30, 2025, and 278,728,211 common shares were outstanding on January 30, 2026.
The report details two core businesses: Investment Servicing, including custody, fund administration, trading, securities finance and the State Street Alpha platform; and Investment Management, offering index, active and ETF strategies. Extensive sections outline competitive pressures, technology change, cyber and operational risks, global regulation, capital and liquidity rules, stress testing, and resolution planning applicable to this G‑SIB.
State Street Corp EVP and COO Mostapha Tahiri reported equity compensation-related transactions in common stock. On February 13, 2026, he acquired 10,193 shares at no cost upon settlement of a performance award originally granted on February 24, 2023 as part of 2022 compensation.
On the same date, 1,639 shares and 2,269 shares were withheld at $127.97 per share to cover tax obligations tied to the performance award settlement and vesting of previously awarded deferred stock. After these transactions, Tahiri directly owned 59,994 common shares.