State Street Corporation filings document the regulatory record of a NYSE-listed financial services company serving institutional investors through investment servicing, investment management, investment research and trading. Its 8-K reports include quarterly and annual results materials, Regulation FD presentations, senior note offerings, note redemptions and other capital-structure events.
The company’s proxy materials cover annual meeting voting matters, board composition, executive compensation and corporate governance. State Street’s filings also identify its listed common stock and depositary shares representing interests in Series G preferred stock, while governance-related 8-Ks record director elections, committee assignments and senior finance leadership changes.
Form 144 filing overview: The notice discloses a proposed sale of 1,000 shares of common stock on the NYSE at an aggregate market value of $110,356.01. The shares represent less than 0.001% of the 285,181,612 shares outstanding. The seller acquired the shares on 05/15/2024 through the vesting of restricted stock, and the sale is expected to occur on or after 07/03/2025. Fidelity Brokerage Services LLC is listed as the executing broker.
No other sales by the same insider have been reported in the past three months, and the filing contains the standard certification that the filer is not aware of undisclosed material adverse information.
Given the small size of the transaction relative to State Street Corporation’s total share count, the filing is unlikely to have a material impact on share price or investor sentiment.
State Street Corporation (NYSE: STT) Form 144 filing details proposed sale of securities by insider Gregory L. Summe. The filing indicates planned sale of 1 share of common stock at a market value of $97.23 through Fidelity Brokerage Services.
Recent insider trading activity by Summe includes:
- May 28, 2025: Sale of 37,000 shares for gross proceeds of $3,626,625
- June 6, 2025: Sale of 63,980 shares for gross proceeds of $6,277,320
The share to be sold was acquired on May 14, 2025, through restricted stock vesting as compensation. Total shares outstanding: 285,181,612. The filing confirms the seller has no knowledge of undisclosed material adverse information regarding State Street's operations.
State Street Corporation filed an automatic shelf registration statement on Form S-3 with the SEC on June 20, 2025. As a well-known seasoned issuer and large accelerated filer, the company may, from time to time, offer an unspecified aggregate amount of the following securities: debt, preferred stock, depositary shares, common stock, purchase contracts, units and warrants.
The base prospectus outlines that detailed terms, pricing and distribution methods will be provided in future prospectus supplements. Potential distribution channels include direct sales, agents, underwriters and dealers. State Street’s common stock trades on the NYSE under the symbol “STT.”
The filing incorporates by reference the company’s Form 10-K for the year ended 12/31/2024, Form 10-Q for the quarter ended 03/31/2025, and multiple Form 8-Ks filed between January and May 2025. Investors are referred to page 5 for “Risk Factors.”
The prospectus explicitly states that the offered securities are not insured or guaranteed by the FDIC or any other federal agency. Principal executive offices and the agent for service are located at One Congress Street, Boston, MA 02114 (tel. 617-786-3000).