Every Form 4 that State Street Corporation (STT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow STT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full STT filings page.
STATE STREET CORP (STT) executive Michael L. Richards, EVP and Chief Admin Officer, reported a bona fide gift of 1,009 shares of common stock on September 2, 2026. After this gift, he holds 40,622 shares directly and 648 shares indirectly through a domestic partner, including shares received via dividend reinvestment. No transactions were reported under a Rule 10b5-1 trading plan.
STATE STREET CORP (symbol: STT) is the issuer of record for a Form 4 filing submitted to the SEC. Read Craig Jack reported acquisition or exercise transactions in this Form 4 filing.
STATE STREET CORP (STT) reported that executive officer Craig Jack Read, EVP, Global Controller and CAO, received an equity award on August 31, 2026. The award consists of 9,408 restricted stock units covering common stock, granted at no cash cost under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, resulting in direct holdings of 9,408 shares reported in this filing.
STATE STREET CORP (STT) reported insider transactions by Chairman, CEO and President Ronald P. O’Hanley on August 14, 2026. He exercised 2,204 cash-settled restricted stock units into common stock at $0.00 per share, then disposed of the same 2,204 shares to the issuer at $183.75 per share. He also made a bona fide gift of 10,500 common shares. Separately, an indirect holding of 70,327 common shares is reported as held by a trust, with O’Hanley disclaiming beneficial ownership except for his pecuniary interest. The transactions are not indicated as made under a Rule 10b5‑1 trading plan.
STATE STREET CORP (STT) executive Michael L. Richards, EVP and Chief Administrative Officer, reported a routine tax-related share disposition. On 2026-08-14, 196 shares of common stock were withheld at $191.74 per share to satisfy tax withholding obligations tied to the vesting of previously awarded deferred stock. Following this, he directly held 41,631 common shares, and indirectly held 648 shares through a domestic partner, with that balance reflecting dividend reinvestment as of the report date.
STATE STREET CORP (STT) executive Mostapha Tahiri, EVP and COO, reported a Form 4 transaction involving company common stock. On 2026-08-14, 54 shares were disposed of under a code F transaction, with shares withheld to satisfy tax withholding obligations related to vesting of previously awarded deferred stock. This was not an open-market sale. Following this tax-withholding disposition, Tahiri directly holds 64,497 shares of State Street common stock.
State Street Corp executive Elizabeth Schaefer, SVP and Chief Accounting Officer, reported selling 500 shares of Common Stock on August 3, 2026 at $181.19 per share in a sale described as an open-market or private transaction. After this sale, she directly holds 8,073 shares. The transaction was not reported as made under a Rule 10b5-1 trading plan.
State Street Corp executive Hu W. Bradford, EVP and Chief Risk Officer, sold 9,758 shares of Common Stock on 2026-07-24 at $184.52 per share in a sale classified as an open-market or private transaction. After this Rule 10b5-1 plan trade, he directly holds 49,794 shares.
STATE STREET CORP Executive Vice President Kathryn M. Horgan sold 5,523 shares of Common Stock on July 21, 2026 at $184.17 per share. Following this open-market sale, she directly holds 103,171 shares. The trade was effected under a Rule 10b5-1 trading plan adopted on March 12, 2026.
State Street Corp Chairman, CEO and President Ronald P. O’Hanley sold 14,553 shares of common stock on July 21, 2026 at an average price of $184.17 per share in an open-market or private transaction pursuant to a Rule 10b5-1 trading plan adopted on November 26, 2025.
After this sale, he holds 240,959 shares directly and reports 70,327 shares held by a trust, while disclaiming beneficial ownership of those trust shares except to the extent of his pecuniary interest.
STATE STREET CORP executive Kathryn M. Horgan reported an open-market sale of common stock. On this Form 4, she sold 5,500 shares of State Street common stock at a price of $162.78 per share. After the transaction, she directly holds 108,694 shares of the company’s stock. The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted by Horgan on March 12, 2026, indicating the trade was scheduled in advance rather than timed discretionarily.
STATE STREET CORP executive Michael L. Richards reported an open‑market sale of 1,500 shares of Common Stock. The shares were sold at a price of $162.14 per share. After this transaction, he directly holds 41,827 State Street shares.
The filing also reports 645 shares of Common Stock indirectly held through his domestic partner, described as beneficially owned, including shares received through dividend reinvestment as of the report date.
STATE STREET CORP EVP and Chief Risk Officer W. Bradford Hu reported an open-market sale of 9,212 shares of Common Stock at $155.35 per share. After the transaction, he directly owns 59,552 shares. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on February 24, 2026.
STATE STREET CORP Chairman, CEO and President Ronald P. O'Hanley reported an open-market sale of company stock. On May 26, 2026, he sold 14,553 shares of common stock at a price of $155.35 per share in a sale classified as an open-market or private transaction.
The sale was executed under a Rule 10b5-1 trading plan adopted on November 26, 2025, indicating it was pre-arranged. After this sale, he directly held 255,512 common shares. A separate trust held 70,327 common shares; he reports beneficial ownership of those shares but disclaims it except to the extent of his pecuniary interest.
Gordon Susan M. reported acquisition or exercise transactions in this Form 4 filing.
STATE STREET CORP director Susan M. Gordon received a grant of 1,526 shares of Common Stock as payment of her annual director stock award on 2026-05-20. This compensation-related award was not an open-market purchase and brought her direct holdings to 1,850 shares after the transaction.
DeMaio Donna reported acquisition or exercise transactions in this Form 4 filing.
STATE STREET CORP director Donna DeMaio received a stock award of 1,526 shares of Common Stock on May 20, 2026, as compensation. The shares were granted at no cash cost as part of the director’s annual stock award and include dividend-equivalent stock compensation, bringing her direct holdings to 13,346 shares.
Freda William C reported acquisition or exercise transactions in this Form 4 filing.
STATE STREET CORP director William C. Freda received a stock award of 1,526 common shares as part of his annual director compensation. The shares were granted at no cash cost to him and increase his direct holdings to 35,506 shares, including dividend-equivalent stock compensation.
Fawcett Amelia C. reported acquisition or exercise transactions in this Form 4 filing.
STATE STREET CORP director Amelia C. Fawcett received a grant of 1,526 shares of Common Stock as compensation. The award on 2026-05-20 is described as payment of the director's annual stock award, with additional shares reflecting stock compensation dividend equivalents through the date of the report. After this grant, Fawcett directly holds 65,287 shares of State Street common stock. The transaction was recorded at a price of $0.00 per share, highlighting that this was a compensation-related stock award rather than an open-market purchase.
State Street Corp director Patricia Halliday received a grant of 1,526 shares of common stock as her annual stock award. The shares were acquired at no cash cost to her and are held directly.
After this grant, she directly owns a total of 4,146 State Street common shares.
MATHEW SARA reported acquisition or exercise transactions in this Form 4 filing.
STATE STREET CORP director Sara Mathew received a stock grant of 1,526 shares of Common Stock as part of her annual director compensation. The shares were awarded at no cash cost, reflecting a grant or award rather than an open-market purchase. Following this award, she directly holds 25,087 shares. Footnotes explain that the award represents the director’s annual stock grant and includes dividend-equivalent stock compensation accumulated through the date of the report.
Meaney William L reported acquisition or exercise transactions in this Form 4 filing.
State Street Corp director William L. Meaney received a grant of 1,526 shares of Common Stock as a director’s annual stock award, recorded at $0.0000 per share. This is compensation, not an open-market purchase.
After the grant, Meaney directly holds 26,472 shares of State Street common stock. The filing also shows 30 shares held by a spousal trust and 30 shares held by a GST trust, which are reported as indirect holdings with a footnote stating he disclaims beneficial ownership beyond his pecuniary interest.
Portalatin Julio A reported acquisition or exercise transactions in this Form 4 filing.
STATE STREET CORP director Julio A. Portalatin received a grant of 1,526 shares of Common Stock as part of his compensation. The shares were awarded at no cash cost to him as a director's annual stock award and include stock compensation dividend equivalents through the date of the report. Following this grant, he directly holds 15,404 shares of State Street common stock.
STATE STREET CORP director Brian J. Porter received a stock grant of 1,526 shares of Common Stock as payment of his annual director stock award. The shares were acquired at no cost to him and increased his directly held stake to 10,424 shares following the transaction.
Rhea John B reported acquisition or exercise transactions in this Form 4 filing.
STATE STREET CORP director Rhea John B received an equity compensation award of 2,533 shares of Common Stock on May 20, 2026. The shares were granted at no cash cost as payment of the director's annual stock award and retainers, plus related dividend equivalents, bringing direct holdings to 25,736 shares.
O'Sullivan Sean reported acquisition or exercise transactions in this Form 4 filing.
STATE STREET CORP director Sean O'Sullivan received a stock-based compensation award in the form of common shares. On May 20, 2026, he was granted 1,526 shares of Common Stock at no cash cost, described as payment of the director's annual stock award.
Following this grant, O'Sullivan directly owns 28,696 shares of State Street common stock. The filing notes that this total includes stock compensation dividend equivalents accumulated through the date of the report. The transaction reflects routine equity compensation rather than an open-market purchase or sale.
STATE STREET CORP director Marie A. Chandoha reported a routine equity compensation grant. She acquired 1,526 shares of Common Stock as a payment of the director's annual stock award, with no cash paid per share.
After this grant, she directly holds 15,853 shares of State Street common stock. She is also reported as indirectly beneficial owner of 5,469 shares held by a trust, while disclaiming ownership except to the extent of her pecuniary interest. Her holdings also include stock compensation dividend equivalents accrued through the report date.
State Street Corporation Chairman, CEO and President Ronald P. O’Hanley reported routine equity compensation activity involving common stock and restricted stock units. On May 15, 2026, he exercised 2,204 cash-settled restricted stock units, each equivalent to one share of State Street common stock, and a matching 2,204-share disposition to the issuer was recorded the same day.
After these transactions, O’Hanley directly holds 270,065 shares of common stock and indirectly reports 70,327 shares held by a trust, while disclaiming beneficial ownership beyond his pecuniary interest. The filing also shows 6,612 cash-settled restricted stock units remaining outstanding, scheduled to vest in quarterly installments under a 2024 stock incentive award.
STATE STREET CORP EVP and COO Mostapha Tahiri reported a small, routine tax-related share disposition. On the vesting of previously awarded deferred stock, 91 shares of Common Stock were withheld to satisfy tax withholding obligations. Following this withholding, Tahiri directly holds 64,551 shares of State Street common stock.
STATE STREET CORP executive Elizabeth Schaefer, SVP and Chief Accounting Officer, reported a Form 4 transaction where 191 shares of common stock were withheld on May 15, 2026 at $152.85 per share to cover tax obligations on vesting deferred stock. After this non‑market, tax-withholding disposition, she directly holds 8,573 shares of State Street common stock.
STATE STREET CORP EVP and Chief Admin Officer Michael L. Richards reported a tax-related share disposition. On May 15, 2026, 195 shares of State Street common stock were withheld at $152.85 per share to satisfy tax withholding obligations tied to vesting of previously awarded deferred stock. After this non-market tax withholding, Richards directly beneficially owned 43,327 common shares and indirectly owned 645 shares through a domestic partner, including shares received from dividend reinvestment.
State Street Corp senior executive Elizabeth Schaefer reported an open-market sale of company stock. As SVP and Chief Accounting Officer, she sold 500 shares of State Street common stock at a price of $150.87 per share.
After this transaction, she directly holds 8,764 shares of State Street common stock. The filing shows a single sale transaction and no derivative securities, indicating this was a straightforward, relatively small share sale by a senior officer.
STATE STREET CORP executive Mostapha Tahiri reported an open-market sale of company stock. As EVP and COO, he sold 9,611 shares of State Street common stock on April 22, 2026 in an open-market transaction at a weighted average price of $152.93 per share, with individual trades ranging from $152.89 to $153.02. After this sale, he directly holds 64,642 State Street common shares, indicating he retains a substantial equity stake even after the transaction.
State Street Corp EVP and Chief Admin Officer Michael L. Richards reported an open-market sale of 3,000 shares of State Street common stock at a weighted average price of $153.89 per share, with individual sale prices ranging from $153.83 to $154.00.
After this transaction, Richards beneficially owns 43,522 shares directly, a balance that includes shares received through dividend reinvestment as of the report date. He also reports 645 shares held indirectly through a domestic partner.
State Street Corp director Susan M. Gordon reported receiving a stock grant of 324 shares of Common Stock on March 19, 2026. The shares were awarded at a stated price of $0.00 per share as a payment of prorated director's stock award, and she now directly holds 324 shares following this compensation-related acquisition.
State Street Corporation Executive Vice President John Plansky sold 16,100 shares of common stock in an open-market transaction on March 11, 2026, at a weighted-average price of $124.32 per share, with trades between $124.26 and $124.43. After this sale, he directly holds 56,162 shares.
State Street Corp director Brian J. Porter bought additional shares of company stock. On March 5, 2026, he made an open-market purchase of 2,500 shares of State Street common stock at $124.99 per share, bringing his directly held stake to 8,898 shares.
State Street Corp chairman, CEO and president Ronald P. O’Hanley sold 29,107 shares of common stock in an open‑market transaction. The sale occurred on March 2, 2026 at an average price of $125.70 per share under a pre‑arranged Rule 10b5‑1 trading plan adopted on November 26, 2025.
After this sale, O’Hanley directly owned 270,065 shares of State Street common stock. He also reported indirect ownership of 70,327 shares held by a trust, while disclaiming beneficial ownership of those shares except to the extent of his pecuniary interest.
STATE STREET CORP executive Mark Shelton, Executive Vice President, General Counsel and Secretary, reported an equity compensation grant in the form of common stock-based awards. He acquired 10,726 shares on a grant or award basis at a stated price of $0.00 per share, increasing his directly held position to 35,167 shares. The award consists of restricted stock units granted under State Street Corporation’s Amended and Restated 2017 Stock Incentive Plan, reflecting routine executive compensation in stock-based form rather than an open-market purchase.
State Street Corporation Chairman, CEO and President Ronald P. O’Hanley reported an equity award on common stock. He acquired 43,873 shares through a grant or award at a price of $0.00 per share, bringing his directly held common stock to 299,172 shares.
He also reports 8,816 2024 cash-settled restricted stock units, each equivalent to one share of State Street common stock, and 70,327 common shares held indirectly by a trust, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
STATE STREET CORP executive Elizabeth Schaefer, its SVP and Chief Accounting Officer, reported an equity award in the form of common stock. She acquired 4,216 shares on February 26, 2026 at a stated price of $0.00 per share, reflecting a grant or award rather than an open-market purchase.
The filing notes these are restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Following this award, her directly held common stock position increased to 9,264 shares.
Woods John F reported acquisition or exercise transactions in this Form 4 filing.
State Street Corporation EVP and CFO John F. Woods received an equity award of 16,112 shares of common stock on a grant or award basis, with no cash price per share. Following this award, he directly holds 94,215 shares. The grant was made under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan as restricted stock units.
STATE STREET CORP executive Michael L. Richards reported an equity award of company stock. As EVP and Senior Advisor, he acquired 5,967 shares of common stock on February 26, 2026 through a grant classified as a grant, award, or other acquisition, with no cash price per share.
The award represents restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, rather than an open-market purchase. Following this grant, Richards directly beneficially owns 46,522 common shares, and indirectly has 641 shares attributed through a domestic partner.
PLANSKY JOHN reported acquisition or exercise transactions in this Form 4 filing.
State Street Corporation Executive Vice President John Plansky reported an equity award of 12,769 shares of common stock in the form of restricted stock units. The units were granted at a price of $0.00 per share under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Following this grant, his directly held common stock position increased to 72,262 shares.
STATE STREET CORP Executive Vice President Kathryn M. Horgan reported an equity award in the form of common stock-related compensation. On February 26, 2026, she acquired 9,507 shares through a grant priced at $0.0000 per share, described as a grant, award, or other acquisition.
Following this transaction, her directly owned holdings in State Street common stock increased to 114,194 shares. The award was granted as restricted stock units under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.
State Street Corporation executive Mostapha Tahiri reported an equity award on Form 4. On the reported date, he acquired 14,259 shares of common stock through a grant classified as a "grant, award, or other acquisition," with no cash price per share.
Following this award, his directly held ownership increased to 74,253 common shares. A footnote explains the award consists of restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, meaning the units represent a form of stock-based compensation rather than an open-market purchase.
State Street Corporation executive Hu W. Bradford received an equity award in the form of restricted stock units. On this Form 4, he acquired 12,310 shares of common stock at a price of $0.00 per share as a grant under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Following this award, his directly owned common stock holdings increased to 68,764 shares.
STATE STREET CORP Executive Vice President Joerg Ambrosius reported stock awards under the company’s equity plan. On February 26, 2026 he acquired 10,716 restricted stock units and a separate stock award of 746 common shares, both granted at no cash cost under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.
To cover tax withholding obligations from the February 26, 2026 stock award, 355 shares were automatically disposed of at a price of $132.27 per share, rather than through an open-market sale. After these grant and tax-withholding transactions, Ambrosius directly holds 65,032 shares of State Street common stock.
State Street Corporation executive Yie-Hsin Hung received an equity award of 20,202 shares of common stock on February 26, 2026. The award was granted at no cash cost as a grant, award, or other acquisition transaction. Following this grant, Hung directly owns 88,959 shares of State Street common stock. The footnotes indicate these are restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, which typically vest over time subject to plan terms.
STATE STREET CORP Executive Vice President Kathryn M. Horgan reported an open-market sale of 5,676 shares of common stock at a price of $127.10 per share. After this transaction, she directly holds 104,687 shares. The sale was carried out under a Rule 10b5-1 trading plan adopted on August 29, 2025.
STATE STREET CORP executive Michael L. Richards reported an open-market sale of 2,500 shares of common stock. The sale occurred on February 24, 2026 at an average price of $127.91 per share. After this transaction, he directly held 40,555 common shares.
In addition, the filing reports 641 shares of common stock held indirectly by his domestic partner. A footnote explains that the reported balances reflect shares beneficially owned, including any shares received through dividend reinvestment, as of the report date.
State Street Corp Executive Vice President Joerg Ambrosius reported an open-market sale of company stock. On February 23, 2026, he sold 8,765 shares of State Street common stock at a price of $128.00 per share.
After this transaction, he directly owned 53,925 shares of State Street common stock. This filing reflects a single reported sale and does not include any purchase or derivative transactions.