State Street awards 9,408 RSUs to EVP Read

An executive officer of STATE STREET CORP received a 9,408-unit restricted stock award under the company’s 2017 stock incentive plan.

Rhea-AI Filing Summary

STATE STREET CORP (symbol: STT) is the issuer of record for a Form 4 filing submitted to the SEC. Read Craig Jack reported acquisition or exercise transactions in this Form 4 filing.

STATE STREET CORP (STT) reported that executive officer Craig Jack Read, EVP, Global Controller and CAO, received an equity award on August 31, 2026. The award consists of 9,408 restricted stock units covering common stock, granted at no cash cost under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, resulting in direct holdings of 9,408 shares reported in this filing.

Insider Trade Summary

Grant/Award: 9,408 shares

Grant/Award 1 txn

Insider Read Craig Jack

Role EVP, Global Controller and CAO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	9,408	$0.00	$0.00

Holdings After Transaction: Common Stock — 9,408 shares (Direct)

Footnotes (1)

1. F1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Key Figures

Restricted stock units granted: 9,408 units Transaction price per share: $0.00 per share Shares held after transaction: 9,408 shares +1 more

4 metrics

Restricted stock units granted 9,408 units Equity award to EVP Craig Jack Read on August 31, 2026

Transaction price per share $0.00 per share Recorded price for the restricted stock unit grant

Shares held after transaction 9,408 shares Directly reported holdings following the award

Transaction date August 31, 2026 Date the restricted stock unit award was granted

Key Terms

Restricted stock units, Amended and Restated 2017 Stock Incentive Plan, grant or award acquisition

3 terms

Restricted stock units financial

"Restricted stock units granted pursuant to State Street Corporation Amended"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Amended and Restated 2017 Stock Incentive Plan financial

"granted pursuant to State Street Corporation Amended and Restated 2017"

grant or award acquisition financial

"transaction classified as a grant or award acquisition of equity"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did STT disclose for Craig Jack Read?

STT disclosed that Craig Jack Read, EVP, Global Controller and CAO, received an award of 9,408 restricted stock units covering common stock on August 31, 2026 as a grant or award acquisition.

How many STT shares are involved in the reported award?

The reported equity award covers 9,408 restricted stock units tied to STT common stock, bringing Craig Jack Read’s directly reported holdings in this filing to 9,408 shares after the transaction.

What was the price per share for the STT restricted stock unit grant?

The restricted stock unit grant to Craig Jack Read was recorded at a $0.00 per-share transaction price, consistent with a grant or award made as part of compensation rather than a market purchase.

Under which plan were the STT restricted stock units granted?

The 9,408 restricted stock units were granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, as stated in the transaction footnote.

Were the STT insider transactions made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates no Rule 10b5-1 trading plan is affirmed for the reported restricted stock unit award to Craig Jack Read.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:00 PM EDT Accepted by SEC EDGAR 09/02/2026 - 03:59 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Read Craig Jack

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02114

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Global Controller and CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/31/2026		A		9,408(1)	A	$0	9,408	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)