State Street Corp (STT) CAO receives 4,216-share equity grant

Rhea-AI Filing Summary

STATE STREET CORP executive Elizabeth Schaefer, its SVP and Chief Accounting Officer, reported an equity award in the form of common stock. She acquired 4,216 shares on February 26, 2026 at a stated price of $0.00 per share, reflecting a grant or award rather than an open-market purchase.

The filing notes these are restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Following this award, her directly held common stock position increased to 9,264 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schaefer Elizabeth

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/26/2026		A		4,216(1)	A	$0	9,264	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Elizabeth Schaefer report in her latest Form 4 for STT?

Elizabeth Schaefer reported receiving an equity award of 4,216 shares of State Street common stock. The grant was recorded at $0.00 per share as a non-cash award and increased her directly held position to 9,264 shares after the transaction.

What type of equity did Elizabeth Schaefer receive from STATE STREET CORP (STT)?

She received restricted stock units that settle in State Street common stock. The footnote explains the 4,216-share grant was made under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, highlighting it as part of the company’s long-term incentive compensation program.

How many STATE STREET CORP shares does Elizabeth Schaefer hold after this Form 4 transaction?

After the reported award, Elizabeth Schaefer directly holds 9,264 shares of State Street common stock. This total reflects the addition of 4,216 shares from the restricted stock unit grant reported on February 26, 2026, under the company’s stock incentive plan.

Was Elizabeth Schaefer’s STT Form 4 transaction a market purchase or sale?

The transaction was not a market purchase or sale; it was a grant or award. The Form 4 uses transaction code “A,” showing a grant of 4,216 shares at $0.00 per share as part of State Street’s equity incentive compensation program.

Under which plan were Elizabeth Schaefer’s 4,216 STT shares granted?

The 4,216 restricted stock units were granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. This plan is used to provide stock-based compensation to executives, aligning their interests with shareholders through equity ownership in the company.

What role does Elizabeth Schaefer hold at STATE STREET CORP related to this Form 4?

Elizabeth Schaefer serves as State Street’s Senior Vice President and Chief Accounting Officer. Her Form 4 filing details a grant of 4,216 restricted stock units in common stock, which raised her directly held share balance to 9,264 following the award.