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State Street (NYSE: STT) CEO gets 43,873-share equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

State Street Corporation Chairman, CEO and President Ronald P. O’Hanley reported an equity award on common stock. He acquired 43,873 shares through a grant or award at a price of $0.00 per share, bringing his directly held common stock to 299,172 shares.

He also reports 8,816 2024 cash-settled restricted stock units, each equivalent to one share of State Street common stock, and 70,327 common shares held indirectly by a trust, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.

Positive

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Negative

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Insider O HANLEY RONALD P
Role Chairman, CEO and President
Type Security Shares Price Value
Grant/Award Common Stock 43,873 $0.00 --
holding 2024 Cash Settled Restricted Stock Units -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 299,172 shares (Direct); 2024 Cash Settled Restricted Stock Units — 8,816 shares (Direct); Common Stock — 70,327 shares (Indirect, By a Trust)
Footnotes (1)
  1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Each Unit is the equivalent of one share of State Street Corporation common stock. Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O HANLEY RONALD P
(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET
(Street)
BOSTON MA 02114
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, CEO and President
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/26/2026 A 43,873(1) A $0 299,172 D
Common Stock 70,327(2) I By a Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2024 Cash Settled Restricted Stock Units (3) (4) 02/15/2027 Common Stock 8,816 8,816 D
Explanation of Responses:
1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.
2. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
3. Each Unit is the equivalent of one share of State Street Corporation common stock.
4. Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did State Street (STT) CEO Ronald O’Hanley report?

Ronald O’Hanley reported receiving an equity grant of 43,873 shares of State Street common stock at $0.00 per share. This award increased his directly held common stock balance to 299,172 shares as reflected in the latest ownership totals.

How many State Street (STT) shares does Ronald O’Hanley now hold directly?

After the reported grant, Ronald O’Hanley directly holds 299,172 shares of State Street common stock. This figure represents his direct ownership only and excludes additional indirect holdings reported as being held by a trust associated with him.

What indirect State Street (STT) holdings are reported for Ronald O’Hanley?

The filing reports 70,327 State Street common shares held indirectly by a trust. O’Hanley continues to report beneficial ownership but disclaims beneficial ownership except to the extent of his pecuniary interest in the trust-held shares.

What are the 2024 cash-settled restricted stock units reported for STT?

The filing lists 8,816 2024 cash-settled restricted stock units held directly. Each unit is equivalent to one share of State Street common stock, providing equity-based compensation that is settled in cash rather than by delivering actual shares.

Under what plan was Ronald O’Hanley’s latest State Street equity grant made?

The reported restricted stock units were granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. This plan provides equity-based awards such as restricted stock units to executives and employees as part of their compensation.

How do the vesting terms work for the 2024 State Street restricted stock unit award?

The 2024 award vests in quarterly installments. One-half of the units vest in three equal quarterly installments starting May 15, 2024, and the remaining units vest in nine equal quarterly installments starting February 15, 2025, according to the disclosure.