State Street EVP has 195 shares withheld for taxes

STATE STREET CORP EVP and Chief Admin Officer Michael L. Richards reported a tax-related share disposition.

Accepted by SEC EDGAR 05/19/2026 - 04:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

STATE STREET CORP EVP and Chief Admin Officer Michael L. Richards reported a tax-related share disposition. On May 15, 2026, 195 shares of State Street common stock were withheld at $152.85 per share to satisfy tax withholding obligations tied to vesting of previously awarded deferred stock. After this non-market tax withholding, Richards directly beneficially owned 43,327 common shares and indirectly owned 645 shares through a domestic partner, including shares received from dividend reinvestment.

Insider Trade Summary

Exercise Price or Tax Liability: 195 shares

Exercise Price or Tax Liability 1 txn

Insider RICHARDS MICHAEL L

Role EVP and Chief Admin Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	195	$152.85	$30K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 43,327 shares (Direct); Common Stock — 645 shares (Indirect, By domestic partner)

Footnotes (2)

1. F1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
2. F2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Key Figures

Tax-withheld shares: 195 shares Withholding price: $152.85 per share Direct holdings after transaction: 43,327 shares +2 more

5 metrics

Tax-withheld shares 195 shares Withheld to satisfy tax withholding obligations on vesting deferred stock

Withholding price $152.85 per share Value used for 195 tax-withheld shares on May 15, 2026

Direct holdings after transaction 43,327 shares Common stock beneficially owned directly after tax withholding

Indirect holdings after transaction 645 shares Common stock held indirectly through domestic partner

Tax withholding shares count 195 shares Reported as taxWithholdingShares in transaction summary

Key Terms

tax withholding obligations, deferred stock, beneficially owned, dividend reinvestment, +1 more

5 terms

tax withholding obligations financial

"These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock."

deferred stock financial

"These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock."

beneficially owned financial

"The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report."

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

dividend reinvestment financial

"The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report."

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

tax-withholding disposition financial

"transaction_action: tax-withholding disposition for 195.0000 shares of Common Stock"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did STATE STREET CORP (STT) report for Michael L. Richards?

STATE STREET CORP reported that EVP and Chief Admin Officer Michael L. Richards had 195 common shares withheld. The shares were used to cover tax obligations arising from the vesting of previously awarded deferred stock, rather than representing an open-market sale.

How many STATE STREET CORP shares were withheld for taxes in this Form 4?

The Form 4 shows that 195 shares of STATE STREET CORP common stock were withheld. These shares, valued at $152.85 per share, satisfied tax withholding obligations connected to the vesting of previously granted deferred stock awards for Michael L. Richards.

What are Michael L. Richards’ STATE STREET CORP shareholdings after this transaction?

After the reported transaction, Michael L. Richards directly beneficially owned 43,327 shares of STATE STREET CORP common stock. He also indirectly held 645 additional shares through a domestic partner, with those balances including shares received via dividend reinvestment as of the report date.

Was the 195-share disposition by Michael L. Richards an open-market sale of STT stock?

The 195-share disposition was not an open-market sale. According to the filing, the shares were withheld by STATE STREET CORP to meet tax withholding obligations upon vesting of previously awarded deferred stock, a routine administrative transaction rather than a discretionary market trade.

How is the indirect ownership of STATE STREET CORP shares by Michael L. Richards structured?

The filing reports that 645 shares of STATE STREET CORP common stock are indirectly owned by Michael L. Richards through a domestic partner. This indirect holding includes shares accumulated via dividend reinvestment and is separate from his directly held 43,327-share position.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RICHARDS MICHAEL L

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02114

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and Chief Admin Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/15/2026		F		195(1)	D	$152.85	43,327	D
Common Stock								645(2)	I	By domestic partner

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)