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  4. [Form 4] STATE STREET CORP Insider Trading Activity

State Street (NYSE: STT) risk chief sells 9,758 shares under Rule 10b5-1 plan

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

State Street Corp executive Hu W. Bradford, EVP and Chief Risk Officer, sold 9,758 shares of Common Stock on 2026-07-24 at $184.52 per share in a sale classified as an open-market or private transaction. After this Rule 10b5-1 plan trade, he directly holds 49,794 shares.

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Insights

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Insider Hu W. Bradford
Role EVP and Chief Risk Officer
Sold 9,758 shs ($1.80M)
Type Security Shares Price Value
Sale Common Stock F1 9,758 $184.52 $1.80M
Holdings After Transaction: Common Stock — 49,794 shares (Direct)
Footnotes (1)
  1. F1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.
Shares sold 9,758 shares Common Stock sale on 2026-07-24 by Hu W. Bradford
Sale price $184.52 per share Price reported for the 2026-07-24 sale transaction
Shares held after sale 49,794 shares Direct ownership reported following the transaction
Net shares sold 9,758 shares Net share change across all reported transactions
Rule 10b5-1 trading plan financial
"The sale was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Common Stock financial
"Security title for the transaction is listed as Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
open market or private transaction financial
"Transaction code description: Sale in open market or private transaction"
EVP and Chief Risk Officer financial
"Reporting person serves as EVP and Chief Risk Officer"

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FAQ

What insider transaction did State Street (STT) report for Hu W. Bradford?
Hu W. Bradford reported a sale of State Street shares. He sold 9,758 shares of Common Stock on 2026-07-24 at $184.52 per share, leaving 49,794 shares directly held after the transaction, which occurred under a Rule 10b5-1 trading plan.

How many State Street (STT) shares did Hu W. Bradford sell and at what price?
He sold 9,758 State Street common shares at $184.52 per share. The sale took place on 2026-07-24 and was reported as a sale in an open-market or private transaction, executed under a pre-arranged Rule 10b5-1 trading plan.

How many State Street (STT) shares does Hu W. Bradford hold after this sale?
Following the sale, Hu W. Bradford directly holds 49,794 shares. This post-transaction holding reflects his remaining direct ownership of State Street Common Stock as reported in the Form 4 following the 9,758-share disposition.

Was Hu W. Bradford's State Street (STT) share sale under a Rule 10b5-1 plan?
Yes, the sale was made under a Rule 10b5-1 trading plan. The footnote states the transaction was effected pursuant to a Rule 10b5-1 plan adopted by Hu W. Bradford on February 24, 2026, indicating a pre-arranged trading framework.

What position does Hu W. Bradford hold at State Street (STT)?
Hu W. Bradford serves as EVP and Chief Risk Officer at State Street. The Form 4 identifies him as an officer of the company with the title Executive Vice President and Chief Risk Officer, making this a senior executive insider transaction.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hu W. Bradford
(Last)(First)(Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET
(Street)
BOSTON MASSACHUSETTS 02114
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP and Chief Risk Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/24/2026S(1)9,758D$184.5249,794D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR