State Street insider gifts 1,009 company shares

State Street’s EVP and Chief Admin Officer made a bona fide gift of shares and now reports just over forty-one thousand STT shares held directly and indirectly.

Accepted by SEC EDGAR 09/04/2026 - 03:59 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

STATE STREET CORP (STT) executive Michael L. Richards, EVP and Chief Admin Officer, reported a bona fide gift of 1,009 shares of common stock on September 2, 2026. After this gift, he holds 40,622 shares directly and 648 shares indirectly through a domestic partner, including shares received via dividend reinvestment. No transactions were reported under a Rule 10b5-1 trading plan.

Insider Trade Summary

1,009 shares gifted

Gift 1 txn

Insider RICHARDS MICHAEL L

Role EVP and Chief Admin Officer

Type	Security	Shares	Price	Value
Gift	Common Stock	1,009	$0.00	$0.00
Holding	Common Stock F1	--	--	--

Holdings After Transaction: Common Stock — 40,622 shares (Direct); Common Stock — 648 shares (Indirect, By domestic partner)

Footnotes (1)

1. F1. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Key Figures

Shares gifted: 1,009 shares Direct holdings after transaction: 40,622 shares Indirect holdings after transaction: 648 shares +2 more

5 metrics

Shares gifted 1,009 shares Bona fide gift of common stock on September 2, 2026

Direct holdings after transaction 40,622 shares Common stock directly owned by Michael L. Richards after the gift

Indirect holdings after transaction 648 shares Common stock held indirectly by domestic partner after the transaction

Reported transaction price per share $0.00 per share Bona fide gift of 1,009 shares of common stock

Total reported beneficial ownership 41,270 shares Sum of direct and indirect holdings as of the report date

Key Terms

Bona fide gift, beneficially owned, Rule 10b5-1, domestic partner

4 terms

Bona fide gift financial

"The transaction code indicates a Bona fide gift of common stock"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

beneficially owned financial

"The balance reflects the amount of shares beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Rule 10b5-1 regulatory

"The filing’s Rule 10b5-1 checkbox is not marked as affirmative"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

domestic partner other

"Indirect ownership is reported as By domestic partner"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did STATE STREET CORP (STT) report for Michael L. Richards?

Michael L. Richards reported a bona fide gift of 1,009 shares of STATE STREET CORP common stock on September 2, 2026, with no sale proceeds, as the transaction price per share was reported as $0.00.

How many STT shares does Michael L. Richards hold after this Form 4 transaction?

After the reported gift, Michael L. Richards holds 40,622 STT shares directly and 648 STT shares indirectly through a domestic partner, for a reported total beneficial ownership of 41,270 shares as of the report date.

Was the September 2, 2026 STT insider transaction by Michael L. Richards a sale or a purchase?

The September 2, 2026 transaction was a bona fide gift of 1,009 shares of STATE STREET CORP common stock, not a market purchase or sale, and was reported with a per‑share price of $0.00.

Does Michael L. Richards have indirect ownership of STATE STREET CORP (STT) shares?

Yes. The Form 4 reports 648 STT shares held indirectly by Michael L. Richards “By domestic partner,” and a footnote states this balance reflects shares beneficially owned, including those received through dividend reinvestment.

Was the STT insider gift by Michael L. Richards made under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as an affirmative plan, indicating that the reported 1,009-share gift was not disclosed as being made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RICHARDS MICHAEL L

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02114

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and Chief Admin Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/02/2026		G		1,009	D	$0	40,622	D
Common Stock								648(1)	I	By domestic partner

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)