State Street ex-officer may sell 500 shares

STATE STREET CORP (STT) has a notice of proposed sale of securities filed on behalf of former officer Elizabeth Schaefer.

Rhea-AI Filing Summary

STATE STREET CORP (STT) has a notice of proposed sale of securities filed on behalf of former officer Elizabeth Schaefer. The filing covers the potential sale of 500 shares of State Street common stock, held at Fidelity Brokerage Services LLC, with an aggregate market value of $96,057.50, to be sold on the NYSE no later than 08/31/2026. The shares relate to restricted stock vesting on 11/15/2025. The notice also reports that during the past three months, Schaefer sold 500 shares of common stock on 08/03/2026 for $90,597.50.

Key Figures

Shares proposed to be sold: 500 shares of common stock Aggregate market value of proposed sale: $96,057.50 Shares sold in past 3 months: 500 shares of common stock +3 more

6 metrics

Shares proposed to be sold 500 shares of common stock Covered by the Form 144 notice

Aggregate market value of proposed sale $96,057.50 Estimated value of 500 shares to be sold

Shares sold in past 3 months 500 shares of common stock Sold on 08/03/2026 by Elizabeth Schaefer

Aggregate value of past sale $90,597.50 Proceeds from sale on 08/03/2026

Sale deadline for proposed transaction 08/31/2026 Latest date for sale under this Form 144

Restricted stock vesting date 11/15/2025 Vesting date of restricted stock underlying the shares

Key Terms

Form 144, restricted stock vesting, Rule 144

3 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Common | 11/15/2025 | Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for STATE STREET CORP (STT) disclose?

It discloses that former officer Elizabeth Schaefer may sell 500 shares of State Street common stock, held at Fidelity, with an aggregate value of $96,057.50, on the NYSE by 08/31/2026, related to restricted stock vesting on 11/15/2025.

How many STT shares are covered by this Form 144 notice?

The notice covers a potential sale of 500 shares of State Street common stock. These shares are associated with restricted stock vesting on 11/15/2025 and are held at Fidelity Brokerage Services LLC.

What is the aggregate value of STT shares proposed to be sold?

The aggregate market value of the 500 shares of State Street common stock proposed to be sold is $96,057.50, based on the information in the Form 144 notice.

What prior STT stock sales by Elizabeth Schaefer are reported?

The filing reports that Elizabeth Schaefer sold 500 shares of State Street common stock on 08/03/2026 for total proceeds of $90,597.50 during the past three months.

When do the restricted STT shares vest for this Form 144 filing?

The shares covered by the notice are tied to restricted stock vesting on 11/15/2025, with the intended sale categorized as compensation-related.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/31/2026 - 02:07 PM EDT Accepted by SEC EDGAR 08/31/2026 - 02:07 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001716132
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	STATE STREET CORP
SEC File Number	001-07511
Address of Issuer	1 CONGRESS STREET SUITE 1 BOSTON MASSACHUSETTS 02114
Phone	617 786-3000
Name of Person for Whose Account the Securities are To Be Sold	Schaefer Elizabeth
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	500	96057.50	274701765	08/31/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/15/2025	Restricted Stock Vesting	Issuer			500	11/15/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Elizabeth Schaefer One Congress Street Boston MA 02114	Common	08/03/2026	500	90597.50

144: Remarks and Signature

Remarks
Date of Notice	08/31/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Elizabeth Schaefer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)