State Street (NYSE: STT) CEO logs share disposal and 10,500-share gift

Rhea-AI Filing Summary

STATE STREET CORP (STT) reported insider transactions by Chairman, CEO and President Ronald P. O’Hanley on August 14, 2026. He exercised 2,204 cash-settled restricted stock units into common stock at $0.00 per share, then disposed of the same 2,204 shares to the issuer at $183.75 per share. He also made a bona fide gift of 10,500 common shares. Separately, an indirect holding of 70,327 common shares is reported as held by a trust, with O’Hanley disclaiming beneficial ownership except for his pecuniary interest. The transactions are not indicated as made under a Rule 10b5‑1 trading plan.

Insider Trade Summary

Net Seller: 10,500 shares

Net Sell 5 txns

Insider O HANLEY RONALD P

Role Chairman, CEO and President

Type	Security	Shares	Price	Value
Exercise	2024 Cash Settled Restricted Stock Units F1, F4	2,204	--	--
Exercise	Common Stock F1	2,204	$0.00	$0.00
Disposition	Common Stock F2	2,204	$183.75	$405K
Gift	Common Stock	10,500	$0.00	$0.00
holding	Common Stock F3	--	--	--

Holdings After Transaction: 2024 Cash Settled Restricted Stock Units — 4,408 shares (Direct); Common Stock — 230,459 shares (Direct); Common Stock — 70,327 shares (Indirect, By a Trust)

Footnotes (4)

1. F1. Each Unit is the equivalent of one share of State Street Corporation common stock.
2. F2. Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
3. F3. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
4. F4. Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.

Key Figures

RSUs Exercised: 2,204 units Shares Disposed to Issuer: 2,204 shares Disposition Price: $183.75 per share +3 more

6 metrics

RSUs Exercised 2,204 units 2024 Cash Settled Restricted Stock Units converted into common stock on August 14, 2026

Shares Disposed to Issuer 2,204 shares Common stock disposed to State Street Corporation at $183.75 per share on August 14, 2026

Disposition Price $183.75 per share Price for 2,204 common shares coded as Disposition to issuer (D)

Gifted Shares 10,500 shares Bona fide gift of common stock reported at $0.00 per share

Trust Holdings 70,327 shares Indirect ownership of STT common stock held by a trust after reported transactions

RSU Expiration Date February 15, 2027 Expiration date of 2024 Cash Settled Restricted Stock Units award tranche

Key Terms

Restricted Stock Units, bona fide gift, Disposition to issuer, pecuniary interest

4 terms

Restricted Stock Units financial

"2024 Cash Settled Restricted Stock Units, each unit equal to one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

bona fide gift financial

"transaction_code_description: Bona fide gift of 10,500 common shares"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

Disposition to issuer financial

"transaction_code_description: Disposition to issuer at $183.75 per share"

pecuniary interest financial

"disclaims beneficial ownership except to the extent of his pecuniary interest"

FAQ

What insider transactions did STT CEO Ronald P. O’Hanley report on August 14, 2026?

Ronald P. O’Hanley reported exercising 2,204 restricted stock units into common shares, disposing those 2,204 shares to State Street at $183.75 per share, and making a bona fide gift of 10,500 common shares on August 14, 2026.

How many STT shares did Ronald P. O’Hanley gift according to this Form 4?

Ronald P. O’Hanley made a bona fide gift of 10,500 STT common shares. The gift was reported at a per‑share value of $0.00, which reflects that no sale proceeds were received in connection with the gift transaction.

At what price were Ronald P. O’Hanley’s STT shares disposed to the issuer?

O’Hanley disposed of 2,204 STT common shares to State Street Corporation at a price of $183.75 per share. This transaction is coded as a Disposition to issuer (Code D) rather than an open‑market sale.

What restricted stock unit activity did STT disclose for Ronald P. O’Hanley?

O’Hanley exercised 2,204 cash-settled restricted stock units, each equivalent to one STT common share. These units are part of an award granted on February 23, 2024, with quarterly vesting installments extending through February 15, 2027.

How many STT shares does Ronald P. O’Hanley report as held indirectly by a trust?

An indirect holding of 70,327 STT common shares is reported as held by a trust. O’Hanley reports beneficial ownership for filing purposes but disclaims beneficial ownership except to the extent of his pecuniary interest in the trust.

Were Ronald P. O’Hanley’s STT transactions reported under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5‑1 checkbox as not selected, so these transactions are not reported as made under a Rule 10b5‑1 trading plan. No footnote describes any pre‑arranged trading arrangement for these specific trades.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/18/2026 - 04:03 PM Accepted by SEC EDGAR 08/18/2026 - 04:02 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

O HANLEY RONALD P

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02114

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, CEO and President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/14/2026		M		2,204	A	$0(1)	243,163	D
Common Stock	08/14/2026		D		2,204	D	$183.75(2)	240,959	D
Common Stock	08/14/2026		G		10,500	D	$0	230,459	D
Common Stock								70,327(3)	I	By a Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
2024 Cash Settled Restricted Stock Units	(1)	08/14/2026		M			2,204	(4)	02/15/2027	Common Stock	2,204	(1)	4,408	D

Explanation of Responses:

1. Each Unit is the equivalent of one share of State Street Corporation common stock.

2. Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

3. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

4. Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)