STATE STREET CORP (STT) EVP Craig Jack Read files initial Form 3
Rhea-AI Filing Summary
STATE STREET CORP filed an initial ownership report for executive Craig Jack Read, who serves as EVP, Global Controller and CAO. This Form 3 filing establishes his status as a reporting person under SEC rules. No specific equity holdings or transactions are detailed in this report.
Positive
- None.
Negative
- None.
Key Terms
Form 3, reporting insider, EVP, Global Controller and CAO
3 terms
Form 3 regulatory
"filed an initial ownership report for executive Craig Jack Read"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting insider regulatory
"establishes his status as a reporting person under SEC rules"
EVP, Global Controller and CAO financial
"serves as EVP, Global Controller and CAO"
FAQ
What does the Form 3 filed for STT by Craig Jack Read represent?
The Form 3 for STATE STREET CORP (STT) reports that Craig Jack Read, EVP, Global Controller and CAO, is now a reporting insider. It is an initial ownership filing and does not list specific transactions or holdings.
What is Craig Jack Read’s role at STATE STREET CORP (STT)?
Craig Jack Read is reported as an officer of STATE STREET CORP (STT), holding the title EVP, Global Controller and CAO. This senior finance role makes him subject to insider reporting requirements.
Does the STT Form 3 indicate any Rule 10b5-1 trading plan for Craig Jack Read?
The structured data shows the Rule 10b5-1 indicator as null, meaning no plan status is specified in this Form 3. The filing provides no additional transaction or trading-plan details for STATE STREET CORP (STT).
Are any derivative securities reported in Craig Jack Read’s STT Form 3?
No. The derivativeSummary and related transaction counts for STATE STREET CORP (STT) are all zero in this Form 3, indicating no options or other derivative positions are disclosed in this particular filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.