STOCK TITAN

STATE STREET CORP (STT) EVP Craig Jack Read files initial Form 3

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

STATE STREET CORP filed an initial ownership report for executive Craig Jack Read, who serves as EVP, Global Controller and CAO. This Form 3 filing establishes his status as a reporting person under SEC rules. No specific equity holdings or transactions are detailed in this report.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"filed an initial ownership report for executive Craig Jack Read"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting insider regulatory
"establishes his status as a reporting person under SEC rules"
EVP, Global Controller and CAO financial
"serves as EVP, Global Controller and CAO"

FAQ

What does the Form 3 filed for STT by Craig Jack Read represent?

The Form 3 for STATE STREET CORP (STT) reports that Craig Jack Read, EVP, Global Controller and CAO, is now a reporting insider. It is an initial ownership filing and does not list specific transactions or holdings.

Did Craig Jack Read report any share transactions in this STT Form 3?

No. The Form 3 for STATE STREET CORP (STT) shows no reported transactions. All transaction counts and share amounts in the structured data are zero, indicating this is purely an initial status filing.

What is Craig Jack Read’s role at STATE STREET CORP (STT)?

Craig Jack Read is reported as an officer of STATE STREET CORP (STT), holding the title EVP, Global Controller and CAO. This senior finance role makes him subject to insider reporting requirements.

Does the STT Form 3 indicate any Rule 10b5-1 trading plan for Craig Jack Read?

The structured data shows the Rule 10b5-1 indicator as null, meaning no plan status is specified in this Form 3. The filing provides no additional transaction or trading-plan details for STATE STREET CORP (STT).

Are any derivative securities reported in Craig Jack Read’s STT Form 3?

No. The derivativeSummary and related transaction counts for STATE STREET CORP (STT) are all zero in this Form 3, indicating no options or other derivative positions are disclosed in this particular filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Read Craig Jack

(Last)(First)(Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MASSACHUSETTS 02114

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/10/2026
3. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Global Controller and CAO
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Shannon C. Stanley, Attorney-in-fact08/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)