State Street exec files initial insider report

STATE STREET CORP filed an initial ownership report for executive Craig Jack Read, who serves as EVP, Global Controller and CAO.

Rhea-AI Filing Summary

STATE STREET CORP filed an initial ownership report for executive Craig Jack Read, who serves as EVP, Global Controller and CAO. This Form 3 filing establishes his status as a reporting person under SEC rules. No specific equity holdings or transactions are detailed in this report.

Key Terms

Form 3, reporting insider, EVP, Global Controller and CAO

3 terms

Form 3 regulatory

"filed an initial ownership report for executive Craig Jack Read"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting insider regulatory

"establishes his status as a reporting person under SEC rules"

EVP, Global Controller and CAO financial

"serves as EVP, Global Controller and CAO"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for STT by Craig Jack Read represent?

The Form 3 for STATE STREET CORP (STT) reports that Craig Jack Read, EVP, Global Controller and CAO, is now a reporting insider. It is an initial ownership filing and does not list specific transactions or holdings.

Did Craig Jack Read report any share transactions in this STT Form 3?

No. The Form 3 for STATE STREET CORP (STT) shows no reported transactions. All transaction counts and share amounts in the structured data are zero, indicating this is purely an initial status filing.

What is Craig Jack Read’s role at STATE STREET CORP (STT)?

Craig Jack Read is reported as an officer of STATE STREET CORP (STT), holding the title EVP, Global Controller and CAO. This senior finance role makes him subject to insider reporting requirements.

Does the STT Form 3 indicate any Rule 10b5-1 trading plan for Craig Jack Read?

The structured data shows the Rule 10b5-1 indicator as null, meaning no plan status is specified in this Form 3. The filing provides no additional transaction or trading-plan details for STATE STREET CORP (STT).

Are any derivative securities reported in Craig Jack Read’s STT Form 3?

No. The derivativeSummary and related transaction counts for STATE STREET CORP (STT) are all zero in this Form 3, indicating no options or other derivative positions are disclosed in this particular filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/14/2026 - 04:28 PM Accepted by SEC EDGAR 08/14/2026 - 04:20 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Read Craig Jack

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02114

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/10/2026

3. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Global Controller and CAO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Shannon C. Stanley, Attorney-in-fact	08/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)