State Street CAO has 196 shares withheld for taxes

STATE STREET CORP (STT) executive Michael L. Richards, EVP and Chief Administrative Officer, reported a routine tax-related share disposition.

Rhea-AI Filing Summary

STATE STREET CORP (STT) executive Michael L. Richards, EVP and Chief Administrative Officer, reported a routine tax-related share disposition. On 2026-08-14, 196 shares of common stock were withheld at $191.74 per share to satisfy tax withholding obligations tied to the vesting of previously awarded deferred stock. Following this, he directly held 41,631 common shares, and indirectly held 648 shares through a domestic partner, with that balance reflecting dividend reinvestment as of the report date.

Insider Trade Summary

Tax Withholding: 196 shares

Tax Withholding 2 txns

Insider RICHARDS MICHAEL L

Role EVP and Chief Admin Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	196	$191.74	$38K
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 41,631 shares (Direct); Common Stock — 648 shares (Indirect, By domestic partner)

Footnotes (2)

1. F1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
2. F2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Key Figures

Shares withheld for tax: 196 shares Tax-withholding price per share: $191.74 per share Direct holdings after transaction: 41,631 shares +2 more

5 metrics

Shares withheld for tax 196 shares Common stock withheld 2026-08-14 to satisfy tax withholding obligations on vesting deferred stock

Tax-withholding price per share $191.74 per share Value used for 196 shares withheld on 2026-08-14

Direct holdings after transaction 41,631 shares Common stock directly beneficially owned by Michael L. Richards after 2026-08-14

Indirect holdings after transaction 648 shares Common stock indirectly held by domestic partner, including dividend reinvestment, as of report date

Exercise price or tax liability shares 196 shares Shares used in payment of tax liability per transaction summary

Key Terms

deferred stock, beneficially owned, dividend reinvestment, tax withholding obligations

4 terms

deferred stock financial

"in connection with the vesting of previously awarded deferred stock"

beneficially owned financial

"The balance reflects the amount of shares beneficially owned, including shares"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

dividend reinvestment financial

"including shares received due to dividend reinvestment, as of the date"

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

tax withholding obligations financial

"shares were withheld to satisfy tax withholding obligations in connection"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did STT executive Michael L. Richards report on this Form 4?

Michael L. Richards reported that 196 shares of State Street Corp common stock were withheld on 2026-08-14 at $191.74 per share to satisfy tax withholding obligations from vesting of previously awarded deferred stock.

How many STATE STREET CORP (STT) shares does Michael L. Richards hold after the reported transaction?

After the transaction, Michael L. Richards directly held 41,631 STT common shares and indirectly held 648 shares through a domestic partner, with the indirect balance including dividend reinvestment as of the report date.

Was the STT Form 4 transaction by Michael L. Richards a market sale or tax withholding?

The Form 4 states the 196 shares were withheld to satisfy tax withholding obligations related to vesting of previously awarded deferred stock, indicating a tax-withholding disposition rather than an open-market sale.

What price per share was used for the STT tax-withholding shares for Michael L. Richards?

The 196 State Street Corp shares withheld for tax purposes were valued at $191.74 per share, as reported in the Form 4 for the 2026-08-14 transaction.

How are Michael L. Richards’ indirect STT holdings characterized in the Form 4?

The Form 4 lists 648 STT shares as held indirectly by Michael L. Richards "By domestic partner," and notes that this balance reflects shares beneficially owned, including those from dividend reinvestment as of the report date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/18/2026 - 04:02 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RICHARDS MICHAEL L

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02114

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and Chief Admin Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/14/2026		F		196(1)	D	$191.74	41,631	D
Common Stock								648(2)	I	By domestic partner

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)