State Street EVP awarded 5,967 shares of stock

STATE STREET CORP executive Michael L. Richards reported an equity award of company stock.

Accepted by SEC EDGAR 03/02/2026 - 04:18 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

STATE STREET CORP executive Michael L. Richards reported an equity award of company stock. As EVP and Senior Advisor, he acquired 5,967 shares of common stock on February 26, 2026 through a grant classified as a grant, award, or other acquisition, with no cash price per share.

The award represents restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, rather than an open-market purchase. Following this grant, Richards directly beneficially owns 46,522 common shares, and indirectly has 641 shares attributed through a domestic partner.

Insider Trade Summary

Grant/Award: 5,967 shares

Grant/Award 1 txn

Insider RICHARDS MICHAEL L

Role EVP and Senior Advisor

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	5,967	$0.00	$0.00
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 46,522 shares (Direct); Common Stock — 641 shares (Indirect, By domestic partner)

Footnotes (2)

1. F1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.
2. F2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did STATE STREET CORP (STT) report for Michael L. Richards?

STATE STREET CORP reported that EVP and Senior Advisor Michael L. Richards received 5,967 common shares as an equity grant. The shares were awarded as restricted stock units under the company’s 2017 Stock Incentive Plan, not purchased on the open market.

How many STATE STREET CORP shares does Michael L. Richards own after this Form 4?

After this Form 4, Michael L. Richards directly beneficially owns 46,522 STATE STREET CORP common shares. In addition, 641 shares are reported as indirectly owned through a domestic partner, bringing his total reported beneficial ownership above forty-seven thousand shares.

Was the Michael L. Richards STT transaction a stock purchase or an award?

The Michael L. Richards transaction was an equity award, not a cash purchase. He acquired 5,967 shares at a stated price of $0.00 per share as restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

What plan governed the Michael L. Richards equity grant at STATE STREET CORP?

The equity grant to Michael L. Richards was made under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. The filing notes these are restricted stock units, which are a common form of long-term incentive compensation for senior executives.

How is indirect ownership reported for Michael L. Richards in this STT filing?

Indirect ownership of 641 STATE STREET CORP shares is reported for Michael L. Richards as held by a domestic partner. These shares are shown separately from his 46,522 directly owned shares, reflecting beneficial ownership through a related person rather than in his own name.

Does the Form 4 mention dividend reinvestment for Michael L. Richards’ STT shares?

Yes. The filing notes his beneficially owned balance includes shares received due to dividend reinvestment as of the report date. This means some of his reported STATE STREET CORP holdings accumulated automatically through the company’s dividend reinvestment mechanism.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RICHARDS MICHAEL L

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and Senior Advisor

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/26/2026		A		5,967(1)	A	$0	46,522	D
Common Stock								641(2)	I	By domestic partner

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.