State Street EVP awarded 10,726 STT shares

STATE STREET CORP executive Mark Shelton, Executive Vice President, General Counsel and Secretary, reported an equity compensation grant in the form of common stock-based awards.

Accepted by SEC EDGAR 03/02/2026 - 04:22 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

STATE STREET CORP executive Mark Shelton, Executive Vice President, General Counsel and Secretary, reported an equity compensation grant in the form of common stock-based awards. He acquired 10,726 shares on a grant or award basis at a stated price of $0.00 per share, increasing his directly held position to 35,167 shares. The award consists of restricted stock units granted under State Street Corporation’s Amended and Restated 2017 Stock Incentive Plan, reflecting routine executive compensation in stock-based form rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 10,726 shares

Grant/Award 1 txn

Insider Shelton Mark

Role EVP; Gen Counsel and Secretary

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	10,726	$0.00	$0.00

Holdings After Transaction: Common Stock — 35,167 shares (Direct)

Footnotes (1)

1. F1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Mark Shelton report for STATE STREET CORP (STT)?

Mark Shelton reported acquiring 10,726 shares of STATE STREET CORP common stock through an equity award. The grant was recorded at a price of $0.00 per share and increased his directly held position to 35,167 shares, reflecting stock-based executive compensation.

Was Mark Shelton’s STT transaction an open-market buy or a stock award?

The transaction was a stock award, not an open-market purchase. Shelton received 10,726 shares as a grant under State Street Corporation’s Amended and Restated 2017 Stock Incentive Plan, which is a standard equity compensation arrangement for executives rather than a cash-funded share purchase.

How many STATE STREET CORP shares does Mark Shelton hold after this Form 4?

After the reported transaction, Mark Shelton directly holds 35,167 shares of STATE STREET CORP common stock. This total reflects the addition of 10,726 shares acquired through a grant of restricted stock units under the company’s 2017 stock incentive plan for executive compensation.

What type of security did Mark Shelton receive in this STT Form 4 filing?

He received common stock-based restricted stock units tied to STATE STREET CORP common shares. The award of 10,726 units was granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, which provides equity incentives to senior executives and other eligible participants.

What does transaction code “A” mean in Mark Shelton’s STT Form 4?

Transaction code “A” indicates a grant, award, or other acquisition of securities rather than a market trade. In this case, it represents the award of 10,726 restricted stock units to Mark Shelton under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Is Mark Shelton’s ownership in STATE STREET CORP recorded as direct or indirect?

His ownership following this transaction is recorded as direct. The Form 4 shows 35,167 shares of STATE STREET CORP common stock held with a direct ownership code, meaning they are attributed personally to Mark Shelton rather than to a separate entity or related account.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shelton Mark

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP; Gen Counsel and Secretary

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/26/2026		A		10,726(1)	A	$0	35,167	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.