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State Street (STT) CEO O’Hanley exercises 2,204 RSUs and reports issuer share disposition

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

State Street Corporation Chairman, CEO and President Ronald P. O’Hanley reported routine equity compensation activity involving common stock and restricted stock units. On May 15, 2026, he exercised 2,204 cash-settled restricted stock units, each equivalent to one share of State Street common stock, and a matching 2,204-share disposition to the issuer was recorded the same day.

After these transactions, O’Hanley directly holds 270,065 shares of common stock and indirectly reports 70,327 shares held by a trust, while disclaiming beneficial ownership beyond his pecuniary interest. The filing also shows 6,612 cash-settled restricted stock units remaining outstanding, scheduled to vest in quarterly installments under a 2024 stock incentive award.

Positive

  • None.

Negative

  • None.
Insider O HANLEY RONALD P
Role Chairman, CEO and President
Type Security Shares Price Value
Exercise 2024 Cash Settled Restricted Stock Units 2,204 $0.00 --
Exercise Common Stock 2,204 $0.00 --
Disposition Common Stock 2,204 $147.14 $324K
holding Common Stock -- -- --
Holdings After Transaction: 2024 Cash Settled Restricted Stock Units — 6,612 shares (Direct, null); Common Stock — 272,269 shares (Direct, null); Common Stock — 70,327 shares (Indirect, By a Trust)
Footnotes (1)
  1. Each Unit is the equivalent of one share of State Street Corporation common stock. Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.
RSUs exercised 2,204 units 2024 cash settled restricted stock units exercised May 15, 2026
Disposition to issuer 2,204 shares at $147.14 Common stock disposition coded as D on May 15, 2026
Direct common shares after transaction 270,065 shares Direct ownership of State Street common stock following Form 4 transactions
Indirect trust-held shares 70,327 shares Common stock held by a trust with reported but disclaimed beneficial ownership
Remaining RSU balance 6,612 units 2024 cash settled restricted stock units outstanding after 2,204-unit exercise
RSU expiration date February 15, 2027 Expiration date for the 2024 cash settled restricted stock units award
Disposition to issuer financial
"transaction code description notes this as a Disposition to issuer for 2,204 shares"
Restricted Stock Units financial
"described as 2024 Cash Settled Restricted Stock Units equivalent to common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
pecuniary interest financial
"disclaims beneficial ownership of trust-held shares except to the extent of his pecuniary interest"
Amended and Restated 2017 Stock Incentive Plan financial
"award granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan"
vesting in quarterly installments financial
"units vest in three and then nine equal quarterly installments commencing in 2024 and 2025"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O HANLEY RONALD P
(Last)(First)(Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET
(Street)
BOSTON MASSACHUSETTS 02114
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chairman, CEO and President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/15/2026M2,204A$0(1)272,269D
Common Stock05/15/2026D2,204D$147.14(2)270,065D
Common Stock70,327(3)IBy a Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
2024 Cash Settled Restricted Stock Units(1)05/15/2026M2,204 (4)02/15/2027Common Stock2,204(1)6,612D
Explanation of Responses:
1. Each Unit is the equivalent of one share of State Street Corporation common stock.
2. Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
3. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
4. Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did STT CEO Ronald O’Hanley report on May 15, 2026?

Ronald O’Hanley exercised 2,204 restricted stock units and recorded a 2,204-share disposition to State Street. These moves reflect equity compensation mechanics rather than open-market trading, and he continues to hold a substantially larger direct and indirect ownership position in State Street common stock.

How many State Street (STT) shares does Ronald O’Hanley hold after this Form 4?

After the reported transactions, Ronald O’Hanley directly holds 270,065 STT common shares. He also reports indirect beneficial ownership of 70,327 additional shares held by a trust, while disclaiming beneficial ownership except to the extent of his pecuniary interest in that trust.

What type of derivative securities are involved in Ronald O’Hanley’s STT Form 4?

The filing involves 2024 cash settled restricted stock units linked one-for-one to STT common stock. Each unit equals one share of common stock, with 2,204 units exercised on May 15, 2026 and 6,612 units remaining outstanding, vesting in scheduled quarterly installments under a 2024 award.

Was Ronald O’Hanley’s May 2026 STT transaction an open-market sale or purchase?

No, the Form 4 shows an exercise of restricted stock units and a disposition to the issuer, not open-market trading. The 2,204-share transaction is coded as a derivative exercise and issuer disposition, reflecting compensation settlement rather than buying or selling shares in the market.

How are the trust-held State Street (STT) shares reported in Ronald O’Hanley’s Form 4?

70,327 STT shares are reported as indirectly owned by a trust associated with O’Hanley. He continues to report beneficial ownership of these shares but expressly disclaims beneficial ownership except to the extent of his pecuniary interest as described in the footnote language.

What does the remaining balance of 6,612 restricted stock units mean for STT’s CEO?

The 6,612 remaining restricted stock units represent unvested, cash-settled equity compensation for O’Hanley. Under the February 23, 2024 award, these units are scheduled to vest in specified quarterly installments, providing future compensation tied to State Street’s common stock performance.