STOCK TITAN

State Street (NYSE: STT) SVP and CAO sells 500 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

State Street Corp senior executive Elizabeth Schaefer reported an open-market sale of company stock. As SVP and Chief Accounting Officer, she sold 500 shares of State Street common stock at a price of $150.87 per share.

After this transaction, she directly holds 8,764 shares of State Street common stock. The filing shows a single sale transaction and no derivative securities, indicating this was a straightforward, relatively small share sale by a senior officer.

Positive

  • None.

Negative

  • None.
Insider Schaefer Elizabeth
Role SVP, Chief Accounting Officer
Sold 500 shs ($75K)
Type Security Shares Price Value
Sale Common Stock 500 $150.87 $75K
Holdings After Transaction: Common Stock — 8,764 shares (Direct, null)
Footnotes (1)
Shares sold 500 shares Open-market sale of State Street common stock
Sale price $150.87 per share Price for the 500 shares sold
Shares held after transaction 8,764 shares Direct holdings following the sale
open-market sale financial
"transaction_action: open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
total shares following transaction financial
"total_shares_following_transaction: 8764.0000"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schaefer Elizabeth

(Last)(First)(Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MASSACHUSETTS 02114

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026S500D$150.878,764D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did STT executive Elizabeth Schaefer report?

Elizabeth Schaefer reported an open-market sale of 500 shares of State Street common stock. The transaction involved a single sale at a disclosed per-share price and did not include any derivative securities or option exercises.

At what price did Elizabeth Schaefer sell State Street (STT) shares?

She sold the shares at $150.87 per share. This price applies to the 500 State Street common shares reported in the Form 4 transaction, which is described as an open-market or private sale of non-derivative common stock.

How many State Street (STT) shares does Elizabeth Schaefer hold after the sale?

Following the transaction, she directly holds 8,764 shares of State Street common stock. This post-transaction holding reflects her remaining direct ownership after selling 500 shares in the reported open-market sale.

What role does Elizabeth Schaefer hold at State Street Corp (STT)?

Elizabeth Schaefer serves as Senior Vice President and Chief Accounting Officer of State Street Corp. The Form 4 identifies her as an officer of the company but not as a director or 10% beneficial owner.

Was the reported State Street (STT) transaction a buy or a sell?

The transaction was a sale of common stock. The Form 4 lists transaction code "S" and describes it as an open-market or private sale of 500 non-derivative shares at a stated per-share price.