State Street (NYSE: STT) director granted 1,526 common shares

Q: Was Patricia Halliday’s State Street stock transaction a purchase or a grant?

The transaction was a grant , not a market purchase. Form 4 shows code A, meaning a grant or award, and the footnote specifies it as payment of the director’s annual stock award at no cash cost.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

State Street Corp director Patricia Halliday received a grant of 1,526 shares of common stock as her annual stock award. The shares were acquired at no cash cost to her and are held directly.

After this grant, she directly owns a total of 4,146 State Street common shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Halliday Patricia

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,526	$0.00	--

Holdings After Transaction: Common Stock — 4,146 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares granted: 1,526 shares Shares owned after grant: 4,146 shares Grant price per share: $0.00 per share

3 metrics

Shares granted 1,526 shares Director annual stock award on May 20, 2026

Shares owned after grant 4,146 shares Halliday direct holdings after transaction

Grant price per share $0.00 per share Non-cash director stock award

Key Terms

annual stock award, Common Stock, Grant, award, or other acquisition

3 terms

annual stock award financial

"Payment of Director's annual stock award."

Common Stock financial

"security_title: "Common Stock" in the reported transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 Insider Transactions: What Each Field Means →

05/22/2026 - 01:11 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Halliday Patricia

(Last)

(First)

(Middle)

ONE CONGRESS STREET

(Street)

BOSTON

MASSACHUSETTS

02114

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/20/2026		A		1,526⁽¹⁾	A	$0	4,146	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Payment of Director's annual stock award.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did State Street (STT) report for Patricia Halliday?

State Street reported that director Patricia Halliday received 1,526 shares of common stock as a grant. This was an annual stock award, not an open-market purchase, and increased her direct holdings to 4,146 shares.

Was Patricia Halliday’s State Street stock transaction a purchase or a grant?

The transaction was a grant, not a market purchase. Form 4 shows code A, meaning a grant or award, and the footnote specifies it as payment of the director’s annual stock award at no cash cost.

How many State Street shares does Patricia Halliday own after this Form 4?

After the reported grant, Patricia Halliday directly owns 4,146 shares of State Street common stock. This total includes the newly awarded 1,526 shares received as part of her annual director stock compensation.

Did Patricia Halliday sell any State Street (STT) shares in this filing?

No shares were sold in this filing. The Form 4 shows only an acquisition coded as a grant or award, with 1,526 shares added and zero dispositions, so her position in State Street stock increased.

What does transaction code A mean in the State Street Form 4 for Patricia Halliday?

Transaction code A indicates a grant, award, or other acquisition of securities. In this State Street filing, it reflects the director’s annual stock award of 1,526 common shares, which were added to her direct holdings.