State Street (NYSE: STT) CFO awarded 16,112 restricted stock units

Rhea-AI Filing Summary

Woods John F reported acquisition or exercise transactions in this Form 4 filing.

State Street Corporation EVP and CFO John F. Woods received an equity award of 16,112 shares of common stock on a grant or award basis, with no cash price per share. Following this award, he directly holds 94,215 shares. The grant was made under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan as restricted stock units.

Insights

Executive compensation analyst

Routine equity award to CFO, no immediate cash transaction.

The filing shows John F. Woods, EVP and CFO of State Street Corporation, received 16,112 shares of common stock at a stated price of $0.0000 per share. The transaction is coded as a grant or award acquisition rather than an open-market trade.

The footnote clarifies these are restricted stock units granted under the Amended and Restated 2017 Stock Incentive Plan. After this grant, Woods holds 94,215 shares directly. This appears to be standard equity compensation, with any future value depending on share performance and applicable vesting terms, which are not detailed in the excerpt.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Woods John F

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and CFO

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/26/2026		A		16,112(1)	A	$0	94,215	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did State Street (STT) EVP and CFO John F. Woods report on this Form 4?

John F. Woods reported receiving an award of 16,112 shares of State Street common stock. The transaction is classified as an acquisition by grant or award, increasing his direct holdings to 94,215 shares after the transaction, according to the Form 4 disclosure.

Was the State Street (STT) CFO’s Form 4 transaction a stock purchase or a grant?

The transaction was a grant or award, not a market purchase. It is coded as an acquisition under a grant/award, with 16,112 shares received at a stated price of $0.0000 per share, consistent with equity compensation rather than an open-market buy.

How many State Street (STT) shares does CFO John F. Woods own after this Form 4 transaction?

After the reported grant, John F. Woods directly owns 94,215 shares of State Street common stock. This total reflects the addition of 16,112 awarded shares to his existing holdings, as specified in the Form 4 transaction table.

What type of equity instrument did the State Street (STT) CFO receive in this filing?

The filing describes the award as restricted stock units. A footnote states that the units were granted pursuant to the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, indicating standard long-term incentive compensation for a senior executive officer.

Does the State Street (STT) Form 4 for John F. Woods involve any stock sales?

No sales are reported in this Form 4. The only transaction disclosed is an acquisition of 16,112 shares through a grant or award. The summary counts show one acquisition transaction and no dispositions or sales of State Street common stock.

Is the State Street (STT) CFO’s ownership classified as direct or indirect in this Form 4?

The ownership is classified as direct in the Form 4. The transaction table lists the ownership code as “D” for direct, and there is no footnote indicating that the shares are held through another entity or that beneficial ownership is disclaimed.