State Street (NYSE: STT) CEO O’Hanley sells 29,107 shares under 10b5‑1 plan

Rhea-AI Filing Summary

State Street Corp chairman, CEO and president Ronald P. O’Hanley sold 29,107 shares of common stock in an open‑market transaction. The sale occurred on March 2, 2026 at an average price of $125.70 per share under a pre‑arranged Rule 10b5‑1 trading plan adopted on November 26, 2025.

After this sale, O’Hanley directly owned 270,065 shares of State Street common stock. He also reported indirect ownership of 70,327 shares held by a trust, while disclaiming beneficial ownership of those shares except to the extent of his pecuniary interest.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

O HANLEY RONALD P

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, CEO and President

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026		S(1)		29,107	D	$125.7	270,065	D
Common Stock								70,327(2)	I	By a Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2025.

2. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did State Street (STT) CEO Ronald O’Hanley report in this Form 4?

Ronald O’Hanley reported an open‑market sale of 29,107 State Street common shares. The transaction occurred on March 2, 2026 at an average price of $125.70 per share, and was executed under a pre‑established Rule 10b5‑1 trading plan.

How many State Street (STT) shares did Ronald O’Hanley sell and at what price?

Ronald O’Hanley sold 29,107 shares of State Street common stock in the reported transaction. The shares were sold on March 2, 2026 at an average price of $125.70 per share in an open‑market sale coded as transaction type “S.”

Was the State Street (STT) CEO sale under a Rule 10b5‑1 trading plan?

Yes. The filing states the sale was effected under a Rule 10b5‑1 trading plan. The plan was adopted by Ronald O’Hanley on November 26, 2025, providing for pre‑scheduled trades independent of day‑to‑day market decisions or later, discretionary timing choices.

How many State Street (STT) shares does Ronald O’Hanley own after this transaction?

After the sale, Ronald O’Hanley directly owned 270,065 State Street common shares. He also reported indirect ownership of 70,327 additional shares held by a trust, while disclaiming beneficial ownership of those trust shares beyond his pecuniary interest in them.

How are the trust‑held State Street (STT) shares treated in Ronald O’Hanley’s Form 4?

The Form 4 reports 70,327 State Street shares held by a trust as indirect ownership. O’Hanley continues to report beneficial ownership but disclaims beneficial ownership except to the extent of his pecuniary interest in the trust’s holdings, according to the filing footnote.

Does the Form 4 show any State Street (STT) share purchases by Ronald O’Hanley?

No purchases are reported. The summary shows one open‑market sale of 29,107 shares and a separate entry reflecting indirect holdings in a trust with no share amount bought or sold listed in that second, indirect‑ownership transaction line.