Every 8-K that State Street Corporation (STT) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow STT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full STT filings page.
State Street Corporation (STT) reported executive leadership changes, appointing Mostapha Tahiri, currently Enterprise Chief Operating Officer, as President of State Street Alpha while he continues as Chairman of Asia Pacific. Ann Fogarty, previously Investment Services Chief Operating Officer, has been appointed Enterprise Chief Operating Officer, succeeding Mr. Tahiri.
These appointments are effective immediately. Fogarty, age 60, has held senior roles at State Street since March 2021 and previously held multiple global leadership positions at BNY Mellon and AIB Capital Markets. In connection with her new role as COO, her target incentive compensation award is set at $5,650,000.
State Street Corporation reported that on August 12, 2026 it issued and sold 500,000 depositary shares in a public offering under an effective shelf registration. Each Depositary Share represents a 1/100th interest in a share of its Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series L, which has a liquidation preference of $100,000 per share, equivalent to $1,000 per Depositary Share.
The Series L Preferred Stock was created through Articles of Amendment filed on August 6, 2026. The offering was made under an underwriting agreement dated August 5, 2026 with Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC as representatives of the underwriters. State Street expects to receive net proceeds of approximately $495.7 million. In connection with the issuance, it entered into a Deposit Agreement with Equiniti Trust Company, LLC as depositary, and filed related contracts and a legal opinion as exhibits.
State Street Corporation is issuing a new series of preferred equity through depositary shares. On August 6, 2026, the company amended its Articles of Organization to establish Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series L, without par value, with a liquidation preference of $100,000 per share.
On August 5, 2026, State Street entered into an underwriting agreement with Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC for the public offering of 500,000 depositary shares, each representing a 1/100th interest in a share of the Series L preferred stock. The offering, made under an effective Form S-3 shelf registration, was priced at $1,000 per depositary share, and State Street expects to receive approximately $495.7 million in net proceeds after underwriting discounts and expenses. In connection with this issuance, State Street expects to enter into a deposit agreement with Equiniti Trust Company, LLC as depositary.
State Street Corporation reports that its wholly owned subsidiary State Street Bank and Trust Company issued two senior note tranches in a private offering exempt from registration under Section 3(a)(2) of the Securities Act of 1933.
On July 23, 2026, State Street Bank issued $750,000,000 of 4.701% Senior Notes due 2029 and $500,000,000 of 5.217% Senior Notes due 2034. In connection with the issuance, State Street Bank entered into a fiscal agency agreement with U.S. Bank Trust Company, National Association, as fiscal agent. The notes were sold under a purchase agreement with Goldman Sachs & Co. LLC, BofA Securities, Inc., BMO Capital Markets Corp. and HSBC Securities (USA) Inc., as representatives of the initial purchasers. State Street Bank expects to receive net proceeds of approximately $1.244 billion, after deducting initial purchaser discounts and estimated offering expenses.
State Street Corporation reported strong second-quarter 2026 results. Total revenue was $4,048 million, up 17.4% from a year earlier, as fee revenue rose to $3,188 million and net interest income to $860 million. Net income increased to $1,084 million, and diluted EPS reached $3.65, 68% higher than 2Q25. Profitability improved, with pre-tax margin at 34.3%, return on equity at 16.7% and return on tangible common equity at 25.5%.
Assets under custody and/or administration grew to a record $57.9 trillion and assets under management to $6.3 trillion, up 18% and 23% year-on-year, driven by higher markets and net inflows. Capital ratios remained solid, including a 10.8% Basel III standardized CET1 ratio and a 107% liquidity coverage ratio. State Street returned $631 million to common shareholders in 2Q26, including $400 million of share repurchases and $231 million of dividends ($0.84 per share), and has declared a 10% per-share increase to its third-quarter common dividend. Revenue growth was broad-based across servicing, management, FX trading and securities finance, while Software services declined year-on-year on lower on-premises renewals.
State Street Corporation reported the results of its 2026 annual meeting of shareholders. A total of 240,977,249 common shares were represented, about 86.98% of the 277,035,190 shares outstanding as of March 25, 2026, indicating strong turnout.
Shareholders elected all thirteen director nominees and approved the advisory vote on executive compensation. They also ratified Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2026. A shareholder proposal to require an independent board chair at the next CEO transition was rejected.
State Street Corporation issued $800,000,000 of Fixed-to-Floating Rate Senior Notes due 2032 and $700,000,000 of Fixed-to-Floating Rate Senior Notes due 2037 in a public offering under an effective shelf registration.
State Street expects to receive approximately $1.492 billion in net proceeds after underwriting discounts and estimated expenses. The notes were issued under an existing Indenture with U.S. Bank Trust Company, and the transaction was executed via an underwriting agreement led by major investment banks.
State Street Corporation reported a strong start to 2026, with first-quarter total revenue of $3.8 billion, up 16% year over year, and diluted EPS of $2.49 (or $2.84 excluding notable items). Net income rose to $764 million, while fee revenue grew 15% and net interest income increased 17%, supported by a higher net interest margin of 1.16%.
The bank delivered a pre-tax margin of 25.5%, ROE of 11.6% and ROTCE of 17.6%, with ex-notable-item pre-tax margin at 29.0% and total operating leverage of 616 bps. Assets under custody and/or administration reached $54.5 trillion and assets under management $5.6 trillion, up 17% and 20% year over year, respectively.
Total expenses increased 15% to $2.8 billion, including $130 million of pre-tax notable items mainly from workforce rationalization, operating model changes and client rescoping. The standardized CET1 ratio was 10.6%, and State Street returned $633 million to common shareholders through $400 million of share repurchases and $0.84 per-share dividends.
State Street Corporation is appointing C. Jack Read as Executive Vice President, Global Controller and Chief Accounting Officer, effective August 10, 2026, succeeding Elizabeth M. Schaefer. Read, age 57, brings senior finance and risk experience from MSCI Inc., Citizens Financial Group, MUFG Americas, JPMorgan Chase, Washington Mutual Bank and KPMG.
Under a letter agreement, he will receive an annualized base salary of $450,000 and be eligible for incentive compensation with a target 2026 total incentive award of $2,100,000. He will also receive one-time transition payments of deferred stock valued at $1,730,000 and cash of $700,000 to offset compensation forfeited from his prior employer.
State Street Corporation has elected Susan Gordon as an independent director to its Board of Directors effective March 19, 2026. She will serve on the Board’s Examining and Audit Committee and its Technology and Operations Committee.
Gordon will receive a pro rata share of the 2025-2026 $110,000 annual cash retainer and $235,000 common stock retainer, consistent with existing non-employee director compensation. The stock award will be based on the closing price of State Street’s common stock on the date of her election, and she will enter into an indemnification agreement in the same form used for other non-employee directors.
State Street Corporation filed a current report to furnish information about its fourth-quarter 2025 and full-year 2025 results of operations. On January 16, 2026, the company issued a news release and a detailed financial information addendum covering these periods, which are attached as Exhibits 99.1 and 99.2.
State Street also prepared a slide presentation highlighting key aspects of its fourth-quarter and full-year 2025 performance and related information as of December 31, 2025. This presentation, attached as Exhibit 99.3, is being used in connection with an investor conference call held on the same day.
State Street Corporation announced it will redeem its $500,000,000 aggregate principal amount of 5.751% Fixed-to-Floating Rate Senior Notes due 2026 on November 4, 2025. The redemption price will equal 100% of principal plus accrued and unpaid interest to, but excluding, the redemption date. After that date, interest on the notes will cease to accrue.
State Street plans to fund the aggregate redemption price using cash on hand. This action retires the 2026 notes ahead of maturity at par, with holders receiving principal plus the interest accrued up to the redemption date.
State Street Corporation reported a financing transaction under Item 8.01. On October 23, 2025, the company issued $1,000,000,000 aggregate principal amount of Fixed-to-Floating Rate Senior Notes due 2036 in a public offering under its Form S-3 shelf and related prospectus supplement.
State Street expects net proceeds of approximately $993.9 million after underwriting discounts and estimated expenses. The Notes were issued under the existing Indenture (2014 Base Indenture, as supplemented in 2017 and 2020) with U.S. Bank Trust Company, National Association as trustee. The sale was made pursuant to an underwriting agreement dated October 20, 2025 with representatives including Goldman Sachs & Co. LLC, CastleOak Securities, L.P., Morgan Stanley & Co. LLC, Scotia Capital (USA) Inc. and UBS Securities LLC.
Wilmer Cutler Pickering Hale and Dorr LLP provided a legal opinion on the Notes’ validity, filed as an exhibit.
State Street Corporation furnished its third‑quarter 2025 results materials. The company announced Q3 2025 results and provided an accompanying financial information addendum and a slide presentation, made available in connection with an investor conference call on October 17, 2025.
The materials are included as Exhibits 99.1 (news release), 99.2 (financial addendum), and 99.3 (results slides), with related information as of September 30, 2025. These exhibits are furnished, not filed, under Items 2.02 and 7.01.
State Street Corporation reported that its Board of Directors elected Brian J. Porter as an independent director effective September 15, 2025. He will also serve on the Board’s Human Resources Committee and Risk Committee. The company states there are no arrangements or understandings with other persons under which he was elected.
Mr. Porter will receive a pro rata share of State Street’s 2025-2026 director compensation, including a $110,000 annual cash retainer and a $235,000 common stock retainer, consistent with previously disclosed non-employee director pay programs. His pro-rated stock award will be based on the closing price of State Street common stock on the election date. He will be entitled to an indemnification agreement on the same form used for the company’s other non-employee directors.