State Street (NYSE: STT) risk chief sells 9,212 shares under 10b5-1 plan
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
STATE STREET CORP EVP and Chief Risk Officer W. Bradford Hu reported an open-market sale of 9,212 shares of Common Stock at $155.35 per share. After the transaction, he directly owns 59,552 shares. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on February 24, 2026.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 9,212 shares ($1,431,084)
Net Sell
1 txn
Insider
Hu W. Bradford
Role
EVP and Chief Risk Officer
Sold
9,212 shs ($1.43M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 9,212 | $155.35 | $1.43M |
Holdings After Transaction:
Common Stock — 59,552 shares (Direct)
Footnotes (1)
- [object Object]
Key Figures
Shares sold: 9,212 shares
Sale price: $155.35 per share
Shares held after sale: 59,552 shares
+1 more
4 metrics
Shares sold
9,212 shares
Open-market sale of Common Stock
Sale price
$155.35 per share
Price for reported open-market sale
Shares held after sale
59,552 shares
Direct ownership after transaction
Net shares sold
9,212 shares
Net buy/sell shares in this Form 4
Key Terms
Rule 10b5-1 trading plan, open-market sale, Common Stock
3 terms
Rule 10b5-1 trading plan regulatory
"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
open-market sale financial
"transaction_action: open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
What insider transaction did STATE STREET CORP (STT) report for W. Bradford Hu?
STATE STREET CORP reported that EVP and Chief Risk Officer W. Bradford Hu sold 9,212 shares of Common Stock. The shares were sold in an open-market transaction at $155.35 per share, as disclosed in a Form 4 filing.
Was the STATE STREET CORP (STT) insider sale made under a Rule 10b5-1 plan?
Yes. The Form 4 footnote states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted on February 24, 2026, indicating the transaction was pre-arranged rather than timed discretionarily.
What role does W. Bradford Hu hold at STATE STREET CORP (STT)?
He serves as Executive Vice President and Chief Risk Officer. This senior leadership role involves overseeing the company’s risk management framework, and his equity transactions are therefore closely tracked in regulatory filings.