State Street risk chief sells 9,212 STT shares

STATE STREET CORP EVP and Chief Risk Officer W. Bradford Hu reported an open-market sale of 9,212 shares of Common Stock at $155.35 per share.

Accepted by SEC EDGAR 05/28/2026 - 04:09 PM EDT

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Form Type

Rhea-AI Filing Summary

STATE STREET CORP EVP and Chief Risk Officer W. Bradford Hu reported an open-market sale of 9,212 shares of Common Stock at $155.35 per share. After the transaction, he directly owns 59,552 shares. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on February 24, 2026.

Insider Trade Summary 10b5-1

Net Seller: 9,212 shares

Net Sell 1 txn

Insider Hu W. Bradford

Role EVP and Chief Risk Officer

Sold 9,212 shs ($1.43M)

Type	Security	Shares	Price	Value
Sale	Common Stock	9,212	$155.35	$1.43M

Holdings After Transaction: Common Stock — 59,552 shares (Direct)

Footnotes (1)

F1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

Key Figures

Shares sold: 9,212 shares Sale price: $155.35 per share Shares held after sale: 59,552 shares +1 more

4 metrics

Shares sold 9,212 shares Open-market sale of Common Stock

Sale price $155.35 per share Price for reported open-market sale

Shares held after sale 59,552 shares Direct ownership after transaction

Net shares sold 9,212 shares Net buy/sell shares in this Form 4

Key Terms

Rule 10b5-1 trading plan, open-market sale, Common Stock

3 terms

Rule 10b5-1 trading plan regulatory

"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open-market sale financial

"transaction_action: open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did STATE STREET CORP (STT) report for W. Bradford Hu?

STATE STREET CORP reported that EVP and Chief Risk Officer W. Bradford Hu sold 9,212 shares of Common Stock. The shares were sold in an open-market transaction at $155.35 per share, as disclosed in a Form 4 filing.

At what price did W. Bradford Hu sell STATE STREET CORP (STT) shares?

He sold 9,212 shares at $155.35 per share. This price reflects the execution level for the reported open-market sale and is the only price disclosed for this transaction in the Form 4 filing.

How many STATE STREET CORP (STT) shares does W. Bradford Hu hold after the sale?

Following the sale, he directly holds 59,552 shares of STATE STREET CORP Common Stock. This post-transaction balance shows he retains a substantial equity position after the disclosed open-market sale.

Was the STATE STREET CORP (STT) insider sale made under a Rule 10b5-1 plan?

Yes. The Form 4 footnote states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted on February 24, 2026, indicating the transaction was pre-arranged rather than timed discretionarily.

What role does W. Bradford Hu hold at STATE STREET CORP (STT)?

He serves as Executive Vice President and Chief Risk Officer. This senior leadership role involves overseeing the company’s risk management framework, and his equity transactions are therefore closely tracked in regulatory filings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hu W. Bradford

(Last)

(First)

(Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON

MASSACHUSETTS

02114

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP and Chief Risk Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/26/2026		S⁽¹⁾		9,212	D	$155.35	59,552	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR