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State Street (NYSE: STT) director receives 324-share stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

State Street Corp director Susan M. Gordon reported receiving a stock grant of 324 shares of Common Stock on March 19, 2026. The shares were awarded at a stated price of $0.00 per share as a payment of prorated director's stock award, and she now directly holds 324 shares following this compensation-related acquisition.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gordon Susan M.

(Last)(First)(Middle)
C/O STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MASSACHUSETTS 02114

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/19/2026A324(1)A$0324D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Payment of prorated Director's stock award.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did State Street (STT) director Susan M. Gordon report in this Form 4 filing?

Susan M. Gordon reported receiving a grant of 324 shares of State Street Common Stock. The award was a payment of prorated director’s stock, increasing her direct holdings to 324 shares immediately after the transaction date of March 19, 2026.

How many State Street (STT) shares did Susan M. Gordon acquire and at what price?

She acquired 324 shares of State Street Common Stock at a stated transaction price of $0.00 per share. This reflects a stock award rather than an open-market purchase, as described as a payment of prorated director’s stock award in the filing footnote.

What is Susan M. Gordon’s State Street (STT) share ownership after this transaction?

After the reported transaction, Susan M. Gordon directly owns 324 shares of State Street Common Stock. The filing shows this total as the amount of common shares held following the grant of the prorated director’s stock award on March 19, 2026.

Was Susan M. Gordon’s State Street (STT) transaction a market purchase or a stock award?

The transaction was a stock award, not a market purchase. The Form 4 identifies the code as an acquisition grant and the footnote describes it as payment of a prorated director’s stock award, with a transaction price listed as $0.00 per share.

Does the State Street (STT) Form 4 for Susan M. Gordon involve any share sales or disposals?

No share sales or disposals are reported in this Form 4. The filing shows only one transaction coded as an acquisition grant of 324 Common Stock shares, increasing Susan M. Gordon’s direct holdings to 324 shares with no dispositions listed.

What transaction code was used for Susan M. Gordon’s State Street (STT) stock grant?

The transaction uses code “A,” indicating a grant, award, or other acquisition. It is classified as a non-derivative transaction, reflecting a compensation-related stock award rather than an open-market trade, and is described as a prorated director’s stock award.
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