State Street (NYSE: STT) CRO Hu W. Bradford awarded 12,310 RSUs

Rhea-AI Filing Summary

State Street Corporation executive Hu W. Bradford received an equity award in the form of restricted stock units. On this Form 4, he acquired 12,310 shares of common stock at a price of $0.00 per share as a grant under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Following this award, his directly owned common stock holdings increased to 68,764 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hu W. Bradford

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and Chief Risk Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/26/2026		A		12,310(1)	A	$0	68,764	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Hu W. Bradford report for STATE STREET CORP (STT)?

Hu W. Bradford reported acquiring 12,310 shares of State Street common stock. The acquisition was a grant of restricted stock units under the company’s Amended and Restated 2017 Stock Incentive Plan, rather than an open-market purchase for cash.

On what date did the Hu W. Bradford Form 4 transaction for STT occur?

The reported transaction occurred on February 26, 2026. On that date, Hu W. Bradford received a grant of 12,310 restricted stock units in State Street common stock, as disclosed in the Form 4 insider trading report filed for State Street Corporation.

How many STATE STREET CORP shares does Hu W. Bradford own after this Form 4 transaction?

After the grant, Hu W. Bradford directly owns 68,764 shares of State Street common stock. This total reflects the additional 12,310 restricted stock units awarded under the company’s stock incentive plan, as reported in the Form 4 filing with the SEC.

Was Hu W. Bradford’s STT transaction a stock purchase for cash or an equity award?

The transaction was an equity award, not a cash purchase. The Form 4 shows 12,310 common shares acquired at $0.00 per share as restricted stock units granted under State Street’s Amended and Restated 2017 Stock Incentive Plan.

What role does Hu W. Bradford hold at STATE STREET CORP in this Form 4 filing?

In this filing, Hu W. Bradford is identified as an officer of State Street Corporation, serving as Executive Vice President and Chief Risk Officer. The reported transaction reflects a stock-based compensation award associated with his executive position.

How is the ownership of the newly granted STT shares characterized for Hu W. Bradford?

The newly granted shares are reported as directly owned by Hu W. Bradford. The Form 4 lists the ownership type and code as direct, indicating the award is attributed personally to him rather than to an indirect entity or trust.