State Street Corporation filings document the regulatory record of a NYSE-listed financial services company serving institutional investors through investment servicing, investment management, investment research and trading. Its 8-K reports include quarterly and annual results materials, Regulation FD presentations, senior note offerings, note redemptions and other capital-structure events.
The company’s proxy materials cover annual meeting voting matters, board composition, executive compensation and corporate governance. State Street’s filings also identify its listed common stock and depositary shares representing interests in Series G preferred stock, while governance-related 8-Ks record director elections, committee assignments and senior finance leadership changes.
STATE STREET CORP executive Mark Shelton, Executive Vice President, General Counsel and Secretary, reported an equity compensation grant in the form of common stock-based awards. He acquired 10,726 shares on a grant or award basis at a stated price of $0.00 per share, increasing his directly held position to 35,167 shares. The award consists of restricted stock units granted under State Street Corporation’s Amended and Restated 2017 Stock Incentive Plan, reflecting routine executive compensation in stock-based form rather than an open-market purchase.
State Street Corporation Chairman, CEO and President Ronald P. O’Hanley reported an equity award on common stock. He acquired 43,873 shares through a grant or award at a price of $0.00 per share, bringing his directly held common stock to 299,172 shares.
He also reports 8,816 2024 cash-settled restricted stock units, each equivalent to one share of State Street common stock, and 70,327 common shares held indirectly by a trust, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
STATE STREET CORP executive Elizabeth Schaefer, its SVP and Chief Accounting Officer, reported an equity award in the form of common stock. She acquired 4,216 shares on February 26, 2026 at a stated price of $0.00 per share, reflecting a grant or award rather than an open-market purchase.
The filing notes these are restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Following this award, her directly held common stock position increased to 9,264 shares.
Woods John F reported acquisition or exercise transactions in this Form 4 filing.
State Street Corporation EVP and CFO John F. Woods received an equity award of 16,112 shares of common stock on a grant or award basis, with no cash price per share. Following this award, he directly holds 94,215 shares. The grant was made under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan as restricted stock units.
STATE STREET CORP executive Michael L. Richards reported an equity award of company stock. As EVP and Senior Advisor, he acquired 5,967 shares of common stock on February 26, 2026 through a grant classified as a grant, award, or other acquisition, with no cash price per share.
The award represents restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, rather than an open-market purchase. Following this grant, Richards directly beneficially owns 46,522 common shares, and indirectly has 641 shares attributed through a domestic partner.
PLANSKY JOHN reported acquisition or exercise transactions in this Form 4 filing.
State Street Corporation Executive Vice President John Plansky reported an equity award of 12,769 shares of common stock in the form of restricted stock units. The units were granted at a price of $0.00 per share under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Following this grant, his directly held common stock position increased to 72,262 shares.
STATE STREET CORP Executive Vice President Kathryn M. Horgan reported an equity award in the form of common stock-related compensation. On February 26, 2026, she acquired 9,507 shares through a grant priced at $0.0000 per share, described as a grant, award, or other acquisition.
Following this transaction, her directly owned holdings in State Street common stock increased to 114,194 shares. The award was granted as restricted stock units under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.
State Street Corporation executive Mostapha Tahiri reported an equity award on Form 4. On the reported date, he acquired 14,259 shares of common stock through a grant classified as a "grant, award, or other acquisition," with no cash price per share.
Following this award, his directly held ownership increased to 74,253 common shares. A footnote explains the award consists of restricted stock units granted under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, meaning the units represent a form of stock-based compensation rather than an open-market purchase.
State Street Corporation executive Hu W. Bradford received an equity award in the form of restricted stock units. On this Form 4, he acquired 12,310 shares of common stock at a price of $0.00 per share as a grant under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Following this award, his directly owned common stock holdings increased to 68,764 shares.
STATE STREET CORP Executive Vice President Joerg Ambrosius reported stock awards under the company’s equity plan. On February 26, 2026 he acquired 10,716 restricted stock units and a separate stock award of 746 common shares, both granted at no cash cost under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.
To cover tax withholding obligations from the February 26, 2026 stock award, 355 shares were automatically disposed of at a price of $132.27 per share, rather than through an open-market sale. After these grant and tax-withholding transactions, Ambrosius directly holds 65,032 shares of State Street common stock.