Equity award and tax withholding trades for State Street (STT) EVP Richards

Rhea-AI Filing Summary

State Street Corp executive Michael L. Richards reported equity compensation activity involving company common stock. On February 13, 2026, he acquired 11,115 shares through the settlement of a performance award granted on February 24, 2023 as part of his 2022 compensation. The award carried a stated price of $0.00 per share, reflecting a stock grant rather than an open-market purchase.

On the same date, a total of 6,353 shares$127.97 per share in two tax-withholding disposition transactions (3,953 shares and 2,400 shares). These shares were withheld to satisfy tax obligations tied to the performance award settlement and the vesting of previously awarded deferred stock, rather than discretionary market sales. Following these transactions, Richards directly beneficially owned 43,055 shares of common stock, and indirectly held 641 shares through a domestic partner.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RICHARDS MICHAEL L

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and Senior Advisor

3. Date of Earliest Transaction (Month/Day/Year)
02/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/13/2026		A		11,115(1)	A	$0	49,408	D
Common Stock	02/13/2026		F		3,953(2)	D	$127.97	45,455	D
Common Stock	02/13/2026		F		2,400(3)	D	$127.97	43,055	D
Common Stock								641(4)	I	By domestic partner

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Settlement of a performance award granted on February 24, 2023 as part of 2022 compensation.

2. These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2023 as part of 2022 compensation.

3. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

4. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	02/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did State Street (STT) executive Michael L. Richards report in this Form 4?

Michael L. Richards reported equity compensation activity, including a grant of 11,115 State Street common shares and related tax-withholding dispositions. The transactions stemmed from previously awarded performance and deferred stock tied to his 2022 compensation, not open‑market trading.

How many State Street (STT) shares did Michael L. Richards acquire in this filing?

He acquired 11,115 State Street common shares through settlement of a performance award. The award was granted on February 24, 2023 as part of his 2022 compensation, with a stated price of $0.00 per share, reflecting a stock grant.

Why were some State Street (STT) shares disposed of in Michael L. Richards’ Form 4?

A total of 6,353 shares were disposed solely to cover tax withholding obligations. The shares were withheld in connection with the settlement of a performance award and the vesting of previously awarded deferred stock, rather than discretionary sales into the market.

What price was used for the tax-withholding share dispositions in State Street (STT)?

The tax-withholding dispositions used a price of $127.97 per share. Two separate transactions were reported: 3,953 shares and 2,400 shares, both recorded at this price to satisfy associated tax liabilities on equity compensation.

How many State Street (STT) shares does Michael L. Richards own after these transactions?

After the reported transactions, Michael L. Richards directly beneficially owned 43,055 State Street common shares. He also indirectly held 641 additional shares through a domestic partner, as disclosed under indirect ownership in the filing.

Are Michael L. Richards’ State Street (STT) transactions open-market buys or sells?

The activity reflects equity compensation, not open‑market trading. Shares were acquired via a performance award settlement at $0.00 per share, and shares were disposed of only to satisfy tax withholding obligations on that award and on vesting deferred stock.