STOCK TITAN

State Street (NYSE: STT) EVP Yie-Hsin Hung has 16,467 shares withheld for taxes

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

STATE STREET CORP executive Yie-Hsin Hung reported a tax-related share disposition. On the reported date, 16,467 shares of common stock were withheld at a price of $127.97 per share to satisfy tax withholding obligations tied to the vesting of previously awarded deferred stock. After this tax-withholding disposition, Hung directly owned 68,757 shares of State Street common stock.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hung Yie-Hsin

(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP; President and CEO of SSGA
3. Date of Earliest Transaction (Month/Day/Year)
02/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/13/2026 F 16,467(1) D $127.97 68,757 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did STT executive Yie-Hsin Hung report on this Form 4?

Yie-Hsin Hung reported a disposition of 16,467 State Street common shares. The shares were withheld to cover tax obligations triggered by the vesting of previously awarded deferred stock, rather than an open-market sale, and relate to her role as EVP and President and CEO of SSGA.

Was the STT Form 4 transaction a sale or tax withholding event?

The transaction was a tax withholding event, not a traditional sale. Shares were withheld to pay tax liabilities associated with vesting deferred stock, as indicated by the Form 4 code F and the accompanying footnote describing tax withholding obligations.

How many STATE STREET CORP (STT) shares were withheld and at what price?

A total of 16,467 State Street common shares were withheld at $127.97 per share. This withholding satisfied tax obligations arising from the vesting of previously granted deferred stock awards, as disclosed in the insider transaction details and supporting footnote.

How many STT shares does Yie-Hsin Hung hold after this tax-withholding disposition?

Following the tax-withholding disposition, Yie-Hsin Hung directly owned 68,757 State Street common shares. This post-transaction holding reflects her remaining equity stake after the company withheld shares to meet tax liabilities on vesting deferred stock awards.

What does transaction code F mean on the STT Form 4 for Yie-Hsin Hung?

Transaction code F indicates payment of an exercise price or tax liability by delivering securities. In this case, it shows that State Street withheld 16,467 shares from vested deferred stock to satisfy Hung’s tax withholding obligations, rather than her executing an open-market sale.

Is the STT insider transaction considered direct or indirect ownership for Yie-Hsin Hung?

The Form 4 shows the transaction under direct ownership. The direct_or_indirect code is D, and there is no footnote indicating a separate trust or entity, meaning the reported post-transaction holdings of 68,757 shares are directly attributed to Yie-Hsin Hung.
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