Welcome to our dedicated page for STATE STREET SEC filings (Ticker: STT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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State Street Corporation (STT) submitted a Rule 144 notice for the proposed sale of 41,165 common shares through Fidelity Brokerage Services LLC with an aggregate market value of $4,579,957.22 and an approximate sale date of 08/12/2025. The filing shows these shares were acquired on 02/15/2023 by restricted stock vesting as compensation and lists the nature of payment as compensation. The record also shows a related sale of 41,164 common shares on 05/30/2025 by the Ronald P O'hanley 2021 Irrevocable Trust for $3,960,567.21. This notice documents an insider liquidity event executed under Rule 144 rather than a new issuance.
Marie A. Chandoha, a director of State Street Corporation (STT), reported a transfer of 5,469 shares of State Street common stock to a trust on 08/06/2025. The Form 4 shows the reporting person continues to report beneficial ownership of State Street shares held by that trust while disclaiming ownership except to the extent of her pecuniary interest. The filing lists 14,051 shares as beneficially owned following the reported transaction and notes that the total includes director stock compensation dividend equivalents acquired through the date of the report.
The document is signed by an attorney-in-fact, Shannon C. Stanley, dated 08/08/2025, and contains no additional derivative transactions or other material changes disclosed.
State Street Corp. (STT) – Form 144 filing: Insider Michael Richards has filed a notice to sell up to 990 common shares through Fidelity Brokerage on or about 22 Jul 2025 on the NYSE. The shares, valued at approximately $108,197, originate from restricted-stock vestings on 15 Nov 2020 (191 sh) and 15 Feb 2023 (799 sh). Richards has also sold 750 shares for $70,534 within the past three months. State Street has roughly 285.2 million shares outstanding, so the proposed sale represents <0.001% of total shares and is therefore immaterial to the public float. No adverse undisclosed information is asserted, and the filing contains no financial performance data or changes in corporate outlook.
Form 144 filing overview: The notice discloses a proposed sale of 1,000 shares of common stock on the NYSE at an aggregate market value of $110,356.01. The shares represent less than 0.001% of the 285,181,612 shares outstanding. The seller acquired the shares on 05/15/2024 through the vesting of restricted stock, and the sale is expected to occur on or after 07/03/2025. Fidelity Brokerage Services LLC is listed as the executing broker.
No other sales by the same insider have been reported in the past three months, and the filing contains the standard certification that the filer is not aware of undisclosed material adverse information.
Given the small size of the transaction relative to State Street Corporation’s total share count, the filing is unlikely to have a material impact on share price or investor sentiment.
State Street Corporation (NYSE: STT) Form 144 filing details proposed sale of securities by insider Gregory L. Summe. The filing indicates planned sale of 1 share of common stock at a market value of $97.23 through Fidelity Brokerage Services.
Recent insider trading activity by Summe includes:
- May 28, 2025: Sale of 37,000 shares for gross proceeds of $3,626,625
- June 6, 2025: Sale of 63,980 shares for gross proceeds of $6,277,320
The share to be sold was acquired on May 14, 2025, through restricted stock vesting as compensation. Total shares outstanding: 285,181,612. The filing confirms the seller has no knowledge of undisclosed material adverse information regarding State Street's operations.
State Street Corporation filed an automatic shelf registration statement on Form S-3 with the SEC on June 20, 2025. As a well-known seasoned issuer and large accelerated filer, the company may, from time to time, offer an unspecified aggregate amount of the following securities: debt, preferred stock, depositary shares, common stock, purchase contracts, units and warrants.
The base prospectus outlines that detailed terms, pricing and distribution methods will be provided in future prospectus supplements. Potential distribution channels include direct sales, agents, underwriters and dealers. State Street’s common stock trades on the NYSE under the symbol “STT.”
The filing incorporates by reference the company’s Form 10-K for the year ended 12/31/2024, Form 10-Q for the quarter ended 03/31/2025, and multiple Form 8-Ks filed between January and May 2025. Investors are referred to page 5 for “Risk Factors.”
The prospectus explicitly states that the offered securities are not insured or guaranteed by the FDIC or any other federal agency. Principal executive offices and the agent for service are located at One Congress Street, Boston, MA 02114 (tel. 617-786-3000).