State Street (STT) files Rule 144 notice for 41,165 shares ($4.58M)

Rhea-AI Filing Summary

State Street Corporation (STT) submitted a Rule 144 notice for the proposed sale of 41,165 common shares through Fidelity Brokerage Services LLC with an aggregate market value of $4,579,957.22 and an approximate sale date of 08/12/2025. The filing shows these shares were acquired on 02/15/2023 by restricted stock vesting as compensation and lists the nature of payment as compensation. The record also shows a related sale of 41,164 common shares on 05/30/2025 by the Ronald P O'hanley 2021 Irrevocable Trust for $3,960,567.21. This notice documents an insider liquidity event executed under Rule 144 rather than a new issuance.

Positive

• Securities were acquired by restricted stock vesting and are being sold as previously issued compensation rather than newly issued shares
• Sale is to be executed through a major broker (Fidelity) using Rule 144 procedures, following standard insider liquidity protocols

Negative

• A related insider/trust sale of 41,164 shares on 05/30/2025 for $3,960,567.21 is recorded, indicating recent insider liquidity activity
• The filing discloses an insider sale valued at approximately $4.58M, which some investors may view negatively without additional context

Insights

Securities Analyst

TL;DR: Routine insider sale of vested compensation shares; neutral to capitalization in isolation.

The filing describes a proposed sale of 41,165 shares acquired via restricted stock vesting on 02/15/2023, with an aggregate market value of $4,579,957.22. Execution through Fidelity under Rule 144 indicates a standardized disclosure for insider liquidity. The presence of a near-term prior sale of 41,164 shares on 05/30/2025 is notable for monitoring but, based on the information provided, does not alone indicate material dilution or corporate financial change.

Corporate Governance Expert

TL;DR: Insider/trust sales recorded; disclosure includes the required representation about material nonpublic information.

The filer represents they do not possess undisclosed material adverse information, a standard declaration on Form 144. The filing shows no date of adoption for a Rule 10b5-1 plan or instruction in the provided content, which is left blank. Investors and governance reviewers often track recurring insider sales; the filing documents one proposed disposal and a recent related trust sale of 41,164 shares for $3,960,567.21.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	41165	4579957.22	283695342	08/12/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2023	Restricted Stock Vesting	Issuer			41165	02/15/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Ronald P O'hanley 2021 Irrevocable Trust One Congress Street Boston MA 02114	Common	05/30/2025	41164	3960567.21

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the STT Form 144 disclose?

The filing discloses a proposed sale of 41,165 common shares via Fidelity with aggregate market value $4,579,957.22 and approximate sale date 08/12/2025.

Who is listed as the broker for the proposed STT sale?

The broker listed for the proposed sale is Fidelity Brokerage Services LLC.

How were the shares to be sold acquired?

The shares were acquired on 02/15/2023 by restricted stock vesting and the nature of payment is listed as compensation.

Has there been recent related insider selling for STT?

Yes. The Ronald P O'hanley 2021 Irrevocable Trust sold 41,164 common shares on 05/30/2025 for gross proceeds of $3,960,567.21.

Does the Form 144 indicate a Rule 10b5-1 trading plan was used?

No date of plan adoption or trading instruction under Rule 10b5-1 is indicated in the provided filing content.