[144] State Street Corporation SEC Filing

Rhea-AI Filing Summary

State Street Corp. (STT) – Form 144 filing: Insider Michael Richards has filed a notice to sell up to 990 common shares through Fidelity Brokerage on or about 22 Jul 2025 on the NYSE. The shares, valued at approximately $108,197, originate from restricted-stock vestings on 15 Nov 2020 (191 sh) and 15 Feb 2023 (799 sh). Richards has also sold 750 shares for $70,534 within the past three months. State Street has roughly 285.2 million shares outstanding, so the proposed sale represents <0.001% of total shares and is therefore immaterial to the public float. No adverse undisclosed information is asserted, and the filing contains no financial performance data or changes in corporate outlook.

Insights

Equity Analyst

TL;DR: Small Form 144 sale (<0.001% float); negligible fundamental impact.

The planned disposition of 990 shares by insider Michael Richards equates to roughly 0.00035 % of State Street’s shares outstanding and less than one day’s average trading volume. Given its origin as vested compensation, the move appears routine portfolio diversification rather than a signal on business prospects. The prior 750-share sale in May likewise lacked scale. With no accompanying guidance change or operational disclosure, the filing is non-material for valuation or liquidity considerations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	990	108197.10	285181612	07/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/15/2020	Restricted Stock Vesting	Issuer			191	11/15/2020	Compensation
Common	02/15/2023	Restricted Stock Vesting	Issuer			799	02/15/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Michael Richards One Congress Street Boston MA 02114	Common	05/09/2025	750	70533.75

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many State Street (STT) shares are being registered for sale in the Form 144?

The notice covers 990 common shares to be sold on the NYSE.

What is the estimated market value of the shares in this STT Form 144 filing?

The aggregate market value is approximately $108,197.

Who is the insider selling the shares and what is their recent selling history?

Insider Michael Richards plans to sell 990 shares and sold 750 shares on 09 May 2025 for $70,534.

What percentage of State Street’s outstanding shares does this sale represent?

Roughly 0.00035 % of the company’s 285.2 million shares outstanding—an immaterial amount.

When were the shares being sold originally acquired?

They vested as restricted stock on 15 Nov 2020 (191 sh) and 15 Feb 2023 (799 sh).