STOCK TITAN

Equity award and tax withholding transactions for State Street (STT) EVP Ambrosius

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

STATE STREET CORP Executive Vice President Joerg Ambrosius reported equity compensation activity involving company common stock. On February 13, 2026, he acquired 12,351 shares at $0.00 per share through the settlement of a performance award granted as part of 2022 compensation. On the same date, 2,464 shares and 938 shares were withheld at $127.97 per share to cover tax withholding obligations tied to the settlement of performance awards and vesting of deferred stock. After these transactions, his directly held common stock position was reported as 62,690 shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AMBROSIUS JOERG

(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/13/2026 A 12,351(1) A $0 66,092 D
Common Stock 02/13/2026 F 2,464(2) D $127.97 63,628 D
Common Stock 02/13/2026 F 938(3) D $127.97 62,690 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Settlement of a performance award granted on February 24, 2023 as part of 2022 compensation.
2. These shares were withheld to satisfy tax withholding obligations in connection with the settlement and deferred stock vestings of previously granted performance awards.
3. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did STATE STREET CORP (STT) executive Joerg Ambrosius report in this Form 4?

Joerg Ambrosius reported an equity compensation award settlement and related tax withholdings. He received 12,351 common shares from a performance award, while additional shares were withheld to satisfy tax obligations tied to performance awards and deferred stock vesting.

How many STATE STREET CORP (STT) shares did Joerg Ambrosius acquire in the reported transaction?

He acquired 12,351 shares of STATE STREET CORP common stock. The shares came from the settlement of a performance award granted on February 24, 2023 as part of his 2022 compensation package, and were reported at a price of $0.00 per share.

Why were some STATE STREET CORP (STT) shares disposed of in Joerg Ambrosius’s Form 4?

The disposals reflect tax-withholding transactions, not open-market sales. A total of 2,464 shares and 938 shares were withheld at $127.97 per share to cover tax obligations on performance award settlements and vesting of previously awarded deferred stock.

What is Joerg Ambrosius’s reported STATE STREET CORP (STT) share ownership after these transactions?

Following the reported equity award settlement and tax withholdings, Joerg Ambrosius directly held 62,690 shares of STATE STREET CORP common stock. This figure reflects his updated direct ownership after both the acquisition and the share withholdings for tax purposes.

Were the STATE STREET CORP (STT) Form 4 transactions open-market buys or sells?

The filing shows no open-market buys or sells. It reports a grant of common stock from a performance award and two tax-withholding dispositions, where shares were delivered back to satisfy tax liabilities associated with equity compensation vesting.

What compensation period is linked to Joerg Ambrosius’s new STATE STREET CORP (STT) share grant?

The 12,351-share grant stems from a performance award granted on February 24, 2023 as part of his 2022 compensation. The Form 4 notes that the reported acquisition represents the settlement of that previously granted performance-based award.
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