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STATE STREET CORP (STT) EVP Mark Shelton reports tax-withholding share disposition

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

STATE STREET CORP executive Mark Shelton reported a tax-related share disposition. On the transaction date, 2,529 shares of common stock were withheld at $127.97 per share to cover tax obligations tied to vesting of previously awarded deferred stock. After this withholding, his directly held stake was 24,441 shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shelton Mark

(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP; Gen Counsel and Secretary
3. Date of Earliest Transaction (Month/Day/Year)
02/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/13/2026 F 2,529(1) D $127.97 24,441 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did STATE STREET CORP (STT) report for Mark Shelton?

STATE STREET CORP reported that executive Mark Shelton had 2,529 common shares withheld at $127.97 per share. The transaction was a tax-withholding disposition related to vesting of deferred stock, not an open-market buy or sell order.

Was the STT Mark Shelton Form 4 a tax withholding or an open-market sale?

The Form 4 for STT shows a tax-withholding disposition, not an open-market sale. Shares were withheld to satisfy tax obligations triggered by the vesting of previously awarded deferred stock, according to the transaction code F and accompanying footnote.

How many STATE STREET CORP (STT) shares were involved in Mark Shelton’s Form 4?

Mark Shelton had 2,529 STT common shares withheld at $127.97 per share for taxes. Following this tax-withholding transaction, his directly held ownership reported in the filing totaled 24,441 common shares of STATE STREET CORP.

What role does Mark Shelton hold at STATE STREET CORP (STT) in this Form 4?

In the Form 4, Mark Shelton is identified as an Executive Vice President, General Counsel and Secretary of STATE STREET CORP. The reported transaction reflects tax-related share withholding connected to vesting of deferred stock granted to him in this executive capacity.

Does the Mark Shelton STT Form 4 indicate a change in his direct share ownership?

Yes. After the tax-withholding disposition of 2,529 shares, the Form 4 reports Mark Shelton directly owned 24,441 STATE STREET CORP common shares. The change reflects shares withheld for taxes upon vesting of previously awarded deferred stock.
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