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[Form 4] STATE STREET CORP Insider Trading Activity

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

State Street Corp executive Kathryn M. Horgan reported equity compensation activity involving common stock. On February 13, 2026, she acquired 16,950 shares at $0.00 per share as a grant tied to a performance award granted on February 24, 2023 as part of 2022 compensation.

On the same date, a total of 11,565 shares were disposed of at $127.97 per share, with 6,773 shares withheld to cover tax obligations from the performance award settlement and 4,792 shares withheld to cover taxes on vesting of deferred stock. Following these transactions, Horgan directly owned 110,363 common shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Horgan Kathryn M

(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/13/2026 A 16,950(1) A $0 121,928 D
Common Stock 02/13/2026 F 6,773(2) D $127.97 115,155 D
Common Stock 02/13/2026 F 4,792(3) D $127.97 110,363 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Settlement of a performance award granted on February 24, 2023 as part of 2022 compensation.
2. These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2023 as part of 2022 compensation.
3. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did STATE STREET (STT) executive Kathryn Horgan report?

Kathryn M. Horgan reported equity compensation activity, including a grant of 16,950 State Street common shares and tax-related share withholdings. These transactions reflect compensation settlements and tax obligations, not open-market purchases or sales by the executive.

How many STATE STREET (STT) shares did Kathryn Horgan acquire in the Form 4?

She acquired 16,950 State Street common shares at $0.00 per share as a performance-based equity award. This award settled a performance grant originally granted on February 24, 2023, which formed part of her 2022 compensation package.

Why were some STATE STREET (STT) shares disposed of in Kathryn Horgan’s Form 4?

A total of 11,565 shares were disposed of solely to satisfy tax withholding obligations. 6,773 shares related to a performance award settlement, and 4,792 shares related to vesting of previously awarded deferred stock, rather than discretionary market sales.

At what price were the withheld STATE STREET (STT) shares valued for tax purposes?

The withheld shares were valued at $127.97 per share for tax purposes. This price applied both to 6,773 shares from the performance award settlement and 4,792 shares from the vesting of deferred stock used to satisfy tax obligations.

How many STATE STREET (STT) shares does Kathryn Horgan hold after these transactions?

After completing the grant and tax-withholding dispositions, Kathryn M. Horgan directly owned 110,363 State Street common shares. This figure reflects her updated direct ownership following all reported February 13, 2026 equity compensation transactions.

Do Kathryn Horgan’s STATE STREET (STT) transactions indicate open-market buying or selling?

No, the filing shows a stock grant and tax-withholding dispositions, not open-market trades. Shares were granted as compensation, while others were withheld and disposed of to cover related tax liabilities and vesting of deferred stock.
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