STOCK TITAN

State Street (STT) risk chief logs stock grant and tax-share dispositions

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

STATE STREET CORP executive Hu W. Bradford reported equity compensation activity involving common stock. On February 13, 2026, Bradford acquired 26,676 shares through a grant tied to a performance award originally granted on February 24, 2023 as part of 2022 compensation.

On the same date, Bradford disposed of 12,477 shares and 6,958 shares at $127.97 per share, with both transactions described as shares withheld to cover tax withholding obligations related to the performance award settlement and the vesting of previously awarded deferred stock. Following these transactions, Bradford directly owned 56,454 common shares.

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Insider Hu W. Bradford
Role EVP and Chief Risk Officer
Type Security Shares Price Value
Grant/Award Common Stock 26,676 $0.00 --
Tax Withholding Common Stock 12,477 $127.97 $1.60M
Tax Withholding Common Stock 6,958 $127.97 $890K
Holdings After Transaction: Common Stock — 75,889 shares (Direct)
Footnotes (1)
  1. Settlement of a performance award granted on February 24, 2023 as part of 2022 compensation. These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2023 as part of 2022 compensation. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hu W. Bradford

(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and Chief Risk Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/13/2026 A 26,676(1) A $0 75,889 D
Common Stock 02/13/2026 F 12,477(2) D $127.97 63,412 D
Common Stock 02/13/2026 F 6,958(3) D $127.97 56,454 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Settlement of a performance award granted on February 24, 2023 as part of 2022 compensation.
2. These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2023 as part of 2022 compensation.
3. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did State Street (STT) executive Hu W. Bradford report in this Form 4?

Hu W. Bradford reported an equity grant and related tax-share withholdings. He acquired 26,676 State Street common shares from a settled performance award and had shares withheld to cover tax obligations tied to that award and vesting deferred stock.

How many State Street (STT) shares did Hu W. Bradford acquire in the reported transaction?

Bradford acquired 26,676 State Street common shares at a stated price of $0.00 per share. The acquisition reflects settlement of a performance award granted on February 24, 2023 as part of his 2022 compensation package.

Why did Hu W. Bradford dispose of State Street (STT) shares in this filing?

The reported share dispositions were for tax withholding purposes. A total of 12,477 shares and 6,958 shares were withheld at $127.97 per share to satisfy tax obligations tied to the performance award settlement and vesting of deferred stock.

Were Hu W. Bradford’s State Street (STT) share disposals open-market sales?

The disposals were reported under transaction code “F,” indicating tax-withholding dispositions rather than open-market sales. The shares were delivered to satisfy tax liabilities associated with equity compensation events, not discretionary market trading.

How many State Street (STT) shares does Hu W. Bradford own after these transactions?

After the reported equity grant and tax-share withholdings, Hu W. Bradford directly owns 56,454 State Street common shares. This reflects his updated direct ownership position following the compensation-related transactions on February 13, 2026.

What is the role of Hu W. Bradford at State Street (STT)?

Hu W. Bradford serves as Executive Vice President and Chief Risk Officer at State Street. The reported equity grant and tax-share withholdings relate to his compensation, including a performance award and previously awarded deferred stock.