Form 144: STT proposed common share sale via Fidelity (NYSE: STT)

Rhea-AI Filing Summary

Filer submitted Form 144 to notify a proposed sale of Common stock through Fidelity Brokerage Services LLC. The notice lists multiple restricted stock vesting events with quantities: 02/15/2024 (1369), 02/23/2024 (3349), 02/14/2025 (646) and 02/15/2025 (3401).

The filing identifies Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield RI and includes the numeric entries 1121920.00 and 278728211 on the same line; the document lists the exchange as NYSE.

Insights

Securities Compliance Counsel

Form 144 notifies proposed affiliate sales of common shares via a broker; multiple scheduled vesting lots are listed.

The filing lists proposed sales through Fidelity Brokerage Services LLC and enumerates specific restricted stock vesting events with exact share counts and dates. This is a routine Section 144 notice for affiliate transactions.

Timing and whether sales occur depend on market conditions and broker execution; subsequent filings will report completion if sales are executed. The filing does not describe proceeds or final transactions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	8765	1121920.00	278728211	02/23/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2024	Restricted Stock Vesting	Issuer			1369	02/15/2024	Compensation
Common	02/23/2024	Restricted Stock Vesting	Issuer			3349	02/23/2024	Compensation
Common	02/14/2025	Restricted Stock Vesting	Issuer			646	02/14/2025	Compensation
Common	02/15/2025	Restricted Stock Vesting	Issuer			3401	02/15/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does STT's Form 144 filing mean?

It notifies a proposed sale of Common stock by an affiliate through a broker. The filing lists vesting events and broker details but does not confirm completed sales.

Which broker is named in the STT Form 144?

The filing names Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield RI. That firm is listed as the broker through which the proposed sales would be effected.

What specific share amounts are listed in the filing?

The notice lists restricted stock vesting quantities: 1369 (02/15/2024), 3349 (02/23/2024), 646 (02/14/2025), and 3401 (02/15/2025) as shown in the excerpt.

Does the Form 144 show completed sales for STT?

No. Form 144 is a notice of proposed sale under Section 144. The excerpt lists proposed/vested lots and broker details but does not report completed transactions or proceeds.

Is the exchange specified in the filing?

Yes. The excerpt lists the exchange as NYSE. The filing associates the proposed brokered sales with that exchange in the provided line.