STOCK TITAN

State Street (STT) EVP Richards sells 2,500 shares at $127.91 each

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

STATE STREET CORP executive Michael L. Richards reported an open-market sale of 2,500 shares of common stock. The sale occurred on February 24, 2026 at an average price of $127.91 per share. After this transaction, he directly held 40,555 common shares.

In addition, the filing reports 641 shares of common stock held indirectly by his domestic partner. A footnote explains that the reported balances reflect shares beneficially owned, including any shares received through dividend reinvestment, as of the report date.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RICHARDS MICHAEL L

(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and Senior Advisor
3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/24/2026 S 2,500 D $127.91 40,555 D
Common Stock 641(1) I By domestic partner
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did STATE STREET CORP (STT) disclose for Michael L. Richards?

STATE STREET CORP reported that executive Michael L. Richards sold 2,500 shares of common stock in an open-market transaction. The sale took place on February 24, 2026 at an average price of $127.91 per share, according to the Form 4 filing.

How many STATE STREET CORP (STT) shares does Michael L. Richards hold after the sale?

After the reported transaction, Michael L. Richards directly holds 40,555 shares of STATE STREET CORP common stock. The filing also notes an additional 641 shares held indirectly by his domestic partner, all balances reflecting beneficial ownership as of the report date.

What was the sale price in Michael L. Richards’ Form 4 for STATE STREET CORP (STT)?

The Form 4 states that Michael L. Richards sold 2,500 STATE STREET CORP common shares at an average price of $127.91 per share. This price reflects the consideration received in the open-market sale reported for the February 24, 2026 transaction date.

Does the STATE STREET CORP (STT) Form 4 include indirect ownership for Michael L. Richards?

Yes. Besides his direct holdings, the filing reports 641 STATE STREET CORP shares held indirectly by his domestic partner. These indirect shares are classified as beneficially owned, with the balances including any shares received through dividend reinvestment as of the filing date.

What does the Form 4 footnote for STATE STREET CORP (STT) say about Michael L. Richards’ share balance?

The footnote explains that Michael L. Richards’ reported balances represent shares beneficially owned as of the report date. It specifies that the amounts include shares received through dividend reinvestment, clarifying how the total holding figures in the Form 4 were determined.
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