State Street Corporation filings document the regulatory record of a NYSE-listed financial services company serving institutional investors through investment servicing, investment management, investment research and trading. Its 8-K reports include quarterly and annual results materials, Regulation FD presentations, senior note offerings, note redemptions and other capital-structure events.
The company’s proxy materials cover annual meeting voting matters, board composition, executive compensation and corporate governance. State Street’s filings also identify its listed common stock and depositary shares representing interests in Series G preferred stock, while governance-related 8-Ks record director elections, committee assignments and senior finance leadership changes.
STATE STREET CORP (STT) executive Mostapha Tahiri, EVP and COO, reported a Form 4 transaction involving company common stock. On 2026-08-14, 54 shares were disposed of under a code F transaction, with shares withheld to satisfy tax withholding obligations related to vesting of previously awarded deferred stock. This was not an open-market sale. Following this tax-withholding disposition, Tahiri directly holds 64,497 shares of State Street common stock.
STATE STREET CORP filed an initial ownership report for executive Craig Jack Read, who serves as EVP, Global Controller and CAO. This Form 3 filing establishes his status as a reporting person under SEC rules. No specific equity holdings or transactions are detailed in this report.
State Street Corporation reported that on August 12, 2026 it issued and sold 500,000 depositary shares in a public offering under an effective shelf registration. Each Depositary Share represents a 1/100th interest in a share of its Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series L, which has a liquidation preference of $100,000 per share, equivalent to $1,000 per Depositary Share.
The Series L Preferred Stock was created through Articles of Amendment filed on August 6, 2026. The offering was made under an underwriting agreement dated August 5, 2026 with Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC as representatives of the underwriters. State Street expects to receive net proceeds of approximately $495.7 million. In connection with the issuance, it entered into a Deposit Agreement with Equiniti Trust Company, LLC as depositary, and filed related contracts and a legal opinion as exhibits.
State Street Corporation is issuing a new series of preferred equity through depositary shares. On August 6, 2026, the company amended its Articles of Organization to establish Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series L, without par value, with a liquidation preference of $100,000 per share.
On August 5, 2026, State Street entered into an underwriting agreement with Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC for the public offering of 500,000 depositary shares, each representing a 1/100th interest in a share of the Series L preferred stock. The offering, made under an effective Form S-3 shelf registration, was priced at $1,000 per depositary share, and State Street expects to receive approximately $495.7 million in net proceeds after underwriting discounts and expenses. In connection with this issuance, State Street expects to enter into a deposit agreement with Equiniti Trust Company, LLC as depositary.
State Street Corp filed a quarterly Form 13F as an institutional investment manager, reporting its equity holdings in a comprehensive 13F Holdings Report. The filing covers 11 other included managers, with a Form 13F information table totaling 4,177 entries and an aggregate reported value of 3,371,239,854,465 (rounded to the nearest dollar).
State Street Corporation reported beneficial ownership of 207,041,423 shares of Exxon Mobil Corp common stock on a Schedule 13G. This represents 5% of Exxon Mobil’s common stock. State Street reports shared voting power over 142,192,919 shares and shared dispositive power over 206,811,526 shares, with no sole voting or dispositive power. The filing attributes these holdings to various State Street Global Advisors investment adviser subsidiaries acting on behalf of their clients.
FMR LLC reports beneficial ownership of 13,854,212.89 shares of State Street Corp common stock, representing 5.0 % of the class as of June 30, 2026. These shares are held through subsidiaries and accounts for which FMR acts as investment adviser.
FMR has sole voting power over 12,062,713.01 shares and sole dispositive power over 13,854,212.89 shares, with no shared voting or dispositive power. Abigail P. Johnson is also reported as a beneficial owner with sole dispositive power over the same 13,854,212.89 shares but no voting power. One or more other persons may receive dividends or sale proceeds from these shares, but no such person holds more than five percent of the outstanding common stock.
State Street Corporation plans a primary offering of depositary shares, each representing a 1/100th interest in new Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series L. The preferred pays non-cumulative quarterly dividends when, as and if declared, at a fixed rate until September 15, 2031, then resets every five years to the five-year U.S. Treasury rate plus a spread.
The Series L Preferred Stock is perpetual, has a $100,000 liquidation preference per share (equivalent to $1,000 per depositary share), ranks junior to all debt and structurally below obligations of subsidiaries, and is redeemable at par from September 15, 2031, or earlier upon a regulatory capital treatment event, subject to Federal Reserve approval. Net proceeds are intended for general corporate purposes. A July 23, 2026 bank-level offering raised $750,000,000 of 4.701% Senior Notes due 2029 and $500,000,000 of 5.217% Senior Notes due 2034, generating approximately $1.244 billion of net proceeds for general corporate purposes.
State Street Corp executive Elizabeth Schaefer, SVP and Chief Accounting Officer, reported selling 500 shares of Common Stock on August 3, 2026 at $181.19 per share in a sale described as an open-market or private transaction. After this sale, she directly holds 8,073 shares. The transaction was not reported as made under a Rule 10b5-1 trading plan.
Elizabeth Schaefer filed a notice to sell 500 shares of common stock, with an indicated value of $90,597.50, through Fidelity Brokerage Services LLC on 08/03/2026 on the NYSE. She previously sold 500 shares of common stock for $75,435.00 on 05/13/2026, following a restricted stock vesting on 05/15/2026 reported as compensation from the issuer.