Welcome to our dedicated page for State Str SEC filings (Ticker: STT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The State Street Corporation (NYSE: STT) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Massachusetts-incorporated financial institution serving institutional investors, State Street files periodic and current reports that describe its financial condition, capital markets activity, governance changes, and other material events.
Recent Form 8-K filings show several types of information that are relevant to STT shareholders and bondholders. These include announcements of quarterly results of operations, with accompanying news releases, financial information addenda, and slide presentations furnished in connection with investor conference calls. Other 8-Ks document capital markets transactions, such as the issuance of fixed-to-floating rate senior notes due 2036 under an existing shelf registration and the planned redemption of fixed-to-floating rate senior notes due 2026, including references to the applicable indentures and underwriting agreements.
Additional filings disclose board-level developments, such as the election of independent directors and their committee assignments, along with information about director compensation and indemnification agreements. State Street’s filings also list its securities registered under Section 12(b) of the Exchange Act, including common stock trading under the symbol STT on the New York Stock Exchange and depositary shares representing interests in a series of preferred stock.
On Stock Titan, users can view these filings alongside AI-powered summaries designed to clarify the key points in lengthy documents. This includes highlighting the main elements of annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K, as well as drawing attention to items such as note issuances, redemptions, and governance changes. Investors can also use the platform to monitor new filings as they are posted to EDGAR and to review how State Street’s disclosures evolve over time.
STATE STREET CORP Executive Vice President Kathryn M. Horgan reported an open-market sale of 5,676 shares of common stock at a price of $127.10 per share. After this transaction, she directly holds 104,687 shares. The sale was carried out under a Rule 10b5-1 trading plan adopted on August 29, 2025.
STATE STREET CORP executive Michael L. Richards reported an open-market sale of 2,500 shares of common stock. The sale occurred on February 24, 2026 at an average price of $127.91 per share. After this transaction, he directly held 40,555 common shares.
In addition, the filing reports 641 shares of common stock held indirectly by his domestic partner. A footnote explains that the reported balances reflect shares beneficially owned, including any shares received through dividend reinvestment, as of the report date.
State Street Corp Executive Vice President Joerg Ambrosius reported an open-market sale of company stock. On February 23, 2026, he sold 8,765 shares of State Street common stock at a price of $128.00 per share.
After this transaction, he directly owned 53,925 shares of State Street common stock. This filing reflects a single reported sale and does not include any purchase or derivative transactions.
Kathryn M. Horgan reported a sale of 5,676 common shares. The sale is shown with an aggregate amount of $672,889.80 on 11/28/2025 through Fidelity Brokerage Services LLC on the NYSE. The filing also lists multiple restricted stock vesting entries, including 1,916 shares (08/15/2015) and 1,655 shares (11/15/2016), as examples of securities referenced in the notice.
Filer submitted Form 144 to notify a proposed sale of Common stock through Fidelity Brokerage Services LLC. The notice lists multiple restricted stock vesting events with quantities: 02/15/2024 (1369), 02/23/2024 (3349), 02/14/2025 (646) and 02/15/2025 (3401).
The filing identifies Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield RI and includes the numeric entries 1121920.00 and 278728211 on the same line; the document lists the exchange as NYSE.
State Street Corporation files its annual report describing a large, globally regulated custody and asset management franchise. The company serves institutional investors in more than 100 markets, reporting $53.80 trillion in assets under custody and/or administration and $5.67 trillion in assets under management as of December 31, 2025.
Consolidated total assets were $366.05 billion, deposits $274.35 billion and shareholders’ equity $27.84 billion, with about 52,000 employees, most outside the U.S. Market value of non‑affiliate equity was approximately $30.31 billion at $106.34 per share on June 30, 2025, and 278,728,211 common shares were outstanding on January 30, 2026.
The report details two core businesses: Investment Servicing, including custody, fund administration, trading, securities finance and the State Street Alpha platform; and Investment Management, offering index, active and ETF strategies. Extensive sections outline competitive pressures, technology change, cyber and operational risks, global regulation, capital and liquidity rules, stress testing, and resolution planning applicable to this G‑SIB.
State Street Corp EVP and COO Mostapha Tahiri reported equity compensation-related transactions in common stock. On February 13, 2026, he acquired 10,193 shares at no cost upon settlement of a performance award originally granted on February 24, 2023 as part of 2022 compensation.
On the same date, 1,639 shares and 2,269 shares were withheld at $127.97 per share to cover tax obligations tied to the performance award settlement and vesting of previously awarded deferred stock. After these transactions, Tahiri directly owned 59,994 common shares.
State Street Corp executive Kathryn M. Horgan reported equity compensation activity involving common stock. On February 13, 2026, she acquired 16,950 shares at $0.00 per share as a grant tied to a performance award granted on February 24, 2023 as part of 2022 compensation.
On the same date, a total of 11,565 shares were disposed of at $127.97 per share, with 6,773 shares withheld to cover tax obligations from the performance award settlement and 4,792 shares withheld to cover taxes on vesting of deferred stock. Following these transactions, Horgan directly owned 110,363 common shares.
STATE STREET CORP executive Mark Shelton reported a tax-related share disposition. On the transaction date, 2,529 shares of common stock were withheld at $127.97 per share to cover tax obligations tied to vesting of previously awarded deferred stock. After this withholding, his directly held stake was 24,441 shares.