[144] State Street Corporation SEC Filing

Rhea-AI Filing Summary

Insider sale notice for State Street Corporation (STT): This Form 144 reports a proposed sale of 1,000 shares of common stock through Fidelity Brokerage Services LLC with an aggregate market value of $115,178.50, to be sold on 08/26/2025 on the NYSE. The filing shows the shares were acquired by the reporting person via restricted stock vesting on 11/15/2020 (154 shares) and 02/25/2022 (846 shares) as compensation. The filer also disclosed a recent sale of 990 shares on 07/22/2025 for gross proceeds of $108,197.10. The notice includes the standard signature representation that the seller is not aware of undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: Routine insider sale of a small block of vested shares; transaction size is immaterial relative to outstanding shares.

The filing documents a proposed sale of 1,000 vested shares through a broker on the NYSE, with prior near-term sales of 990 shares. Given the issuer's outstanding share count of 283,695,342, the proposed sale represents a de minimis percentage of the float and is unlikely to move markets or signal material insider-driven changes.

Corporate Governance Expert

TL;DR: Disclosure is in line with Rule 144 requirements and includes the required certification regarding material nonpublic information.

The Form 144 supplies acquisition dates, nature of acquisition (restricted stock vesting), and compensation treatment, which supports compliance with resale rule conditions. The filing records a recent prior sale, indicating ongoing monetization of vested compensation rather than a single large divestiture.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1000	115178.50	283695342	08/26/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/15/2020	Restricted Stock Vesting	Issier			154	11/15/2020	Compensation
Common	02/25/2022	Restricted Stock Vesting	Issuer			846	02/25/2022	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Michael Richards One Congress Street Boston MA 02114	Common	07/22/2025	990	108197.10

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 for STT report?

The form reports a proposed sale of 1,000 common shares of State Street Corporation via Fidelity on 08/26/2025 with an aggregate market value of $115,178.50.

How were the shares being sold acquired?

The shares were acquired through restricted stock vesting: 154 shares on 11/15/2020 and 846 shares on 02/25/2022, both recorded as compensation.

Has the filer sold STT shares recently?

Yes. The filing discloses a sale of 990 shares on 07/22/2025 for gross proceeds of $108,197.10.

Is this sale large relative to State Street's outstanding shares?

No. The filing shows 283,695,342 shares outstanding; the proposed sale of 1,000 shares is a de minimis portion of that total.

Does the Form 144 include any statement about material nonpublic information?

Yes. The signer represents by signing the notice that they do not know any material adverse information regarding the issuer that has not been publicly disclosed.