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State Street STT Form 4 shows CEO RSU vesting and stock trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

State Street Corporation Chairman, CEO and President reported routine equity transactions in company stock. On November 14, 2025, he acquired 1,343 shares and 2,204 shares of common stock through the vesting and settlement of 2023 and 2024 cash-settled restricted stock units at an exercise price of $0 per share.

On the same date, he sold 1,343 shares and 2,204 shares of State Street common stock at a price of $116.23 per share. Following these transactions, he directly owned 227,023 shares of common stock and had an additional 70,327 shares reported as indirectly owned by a trust, along with 11,020 cash-settled restricted stock units that remain outstanding.

Positive

  • None.

Negative

  • None.
Insider O HANLEY RONALD P
Role Chairman, CEO and President
Type Security Shares Price Value
Exercise 2023 Cash Settled Restricted Stock Units 1,343 $0.00 --
Exercise 2024 Cash Settled Restricted Stock Units 2,204 $0.00 --
Exercise Common Stock 1,343 $0.00 --
Disposition Common Stock 1,343 $116.23 $156K
Exercise Common Stock 2,204 $0.00 --
Disposition Common Stock 2,204 $116.23 $256K
holding Common Stock -- -- --
Holdings After Transaction: 2023 Cash Settled Restricted Stock Units — 1,343 shares (Direct); 2024 Cash Settled Restricted Stock Units — 11,020 shares (Direct); Common Stock — 228,366 shares (Direct); Common Stock — 70,327 shares (Indirect, By a Trust)
Footnotes (1)
  1. Each Unit is the equivalent of one share of State Street Corporation common stock. Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date. Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024. Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O HANLEY RONALD P
(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET
(Street)
BOSTON MA 02114
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, CEO and President
3. Date of Earliest Transaction (Month/Day/Year)
11/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/14/2025 M 1,343 A $0(1) 228,366 D
Common Stock 11/14/2025 D 1,343 D $116.23(2) 227,023 D
Common Stock 11/14/2025 M 2,204 A $0(1) 229,227 D
Common Stock 11/14/2025 D 2,204 D $116.23(3) 227,023 D
Common Stock 70,327(4) I By a Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2023 Cash Settled Restricted Stock Units (1) 11/14/2025 M 1,343 (5) 02/15/2026 Common Stock 1,343 (1) 1,343 D
2024 Cash Settled Restricted Stock Units (1) 11/14/2025 M 2,204 (6) 02/15/2027 Common Stock 2,204 (1) 11,020 D
Explanation of Responses:
1. Each Unit is the equivalent of one share of State Street Corporation common stock.
2. Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
3. Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
4. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
5. Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.
6. Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 11/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did State Street (STT) report on this Form 4?

The filing reports that the Chairman, CEO and President of State Street Corporation (STT) acquired and then sold shares of common stock on November 14, 2025 in connection with vested cash-settled restricted stock units.

How many State Street (STT) shares did the CEO acquire and sell on November 14, 2025?

He acquired 1,343 shares and 2,204 shares of State Street common stock through the settlement of restricted stock units, and sold 1,343 shares and 2,204 shares on the same date.

At what prices were the State Street (STT) insider transactions reported?

The restricted stock units converted into common stock at an exercise price of $0 per share, and the reported sales of State Street common stock were at $116.23 per share.

How many State Street (STT) shares does the reporting person own after these transactions?

After the transactions, the reporting person directly owned 227,023 shares of State Street common stock and indirectly reported ownership of 70,327 shares held by a trust.

What equity award plans are referenced in this State Street (STT) Form 4?

The transactions relate to awards granted under the State Street Corporation 2017 Stock Incentive Plan and the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.