STT SVP, CAO has 173 shares withheld for tax on vesting

Rhea-AI Filing Summary

State Street Corporation (STT) reported an insider equity transaction by its SVP and Chief Accounting Officer. On 11/14/2025, 173 shares of common stock were disposed of at $116.84 per share under transaction code “F,” meaning the shares were withheld to cover tax obligations tied to the vesting of previously awarded deferred stock rather than sold in the open market. Following this tax withholding event, the reporting person beneficially owns 5,259 shares of State Street common stock directly.

Insider Trade Summary

Net Seller: 173 shares

Net Sell 1 txn

Insider Schaefer Elizabeth

Role SVP, Chief Accounting Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	173	$116.84	$20K

Holdings After Transaction: Common Stock — 5,259 shares (Direct)

Footnotes (1)

1. F1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 11/18/2025 - 04:15 PM Learn about SEC filing dates

FAQ

What insider transaction did STATE STREET CORP (STT) report in this Form 4?

The filing reports that the SVP and Chief Accounting Officer had 173 shares of State Street common stock withheld on 11/14/2025 to satisfy tax withholding obligations related to vesting deferred stock.

What does transaction code "F" mean in the State Street (STT) Form 4?

Transaction code "F" indicates that shares were disposed of to cover tax obligations upon the vesting of previously granted equity awards, rather than sold in a discretionary market transaction.

At what price were the State Street (STT) shares withheld for taxes?

The 173 shares of State Street common stock were valued at $116.84 per share when they were withheld to satisfy tax withholding obligations.

How many State Street (STT) shares does the insider own after this transaction?

After the tax withholding transaction, the reporting officer beneficially owns 5,259 shares of State Street common stock directly.

Was this State Street (STT) insider transaction an open-market sale?

No. The Form 4 notes that the 173 shares were withheld to satisfy tax withholding obligations associated with vesting deferred stock, not sold in an open market trade.

Who is the reporting person in this State Street (STT) Form 4 filing?

The reporting person is an officer of State Street, serving as SVP and Chief Accounting Officer, filing as a single reporting person.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schaefer Elizabeth

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/14/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/14/2025		F		173(1)	D	$116.84	5,259	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	11/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.