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Form 3: John F. Woods (EVP & CFO) Files Initial Statement—No STT Shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

John F. Woods, identified as EVP and CFO of State Street Corporation (STT), filed an initial Form 3 reporting the event dated 08/25/2025. The filing states that the reporting person owns no securities of the issuer. The form was executed by an attorney-in-fact on 09/03/2025. No classes of equity or derivative holdings are disclosed.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Woods John F

(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/25/2025
3. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Shannon C. Stanley, Attorney-in-fact 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for STT disclose?

The Form 3 for State Street (STT) shows that reporting person John F. Woods (EVP and CFO) beneficially owns no securities as of the event date 08/25/2025.

Who is the reporting person on this Form 3 for STT?

The reporting person is John F. Woods, listed as EVP and CFO of State Street Corporation.

When was the event requiring the Form 3 reported?

The event date specified on the Form 3 is 08/25/2025 and the signature by attorney-in-fact is dated 09/03/2025.

Does the filing show any derivative or equity holdings?

No. The filing explicitly states "No securities are beneficially owned." There are no entries in Table I or Table II.

Was the Form 3 filed individually or jointly?

The filing indicates it was filed by one reporting person (individual filing).
State Str Corp

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